DFX Intelligence

W•••••• L•• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

W•••••• L•• H•••••

Advisor at C•••• • A••••••••• I•••

LITTLE ROCK, AR | Little Rock, AR

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Search this name across graphsid dfx:ria:7af0aaeb-50e3-145e-0f71-0b6eadc79d88

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 17, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• • A••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 16, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• • A••••••••• I•••	Bd affiliated wealth	Aug 6, 2014	n/a	yes	LITTLE ROCK, AR\|Little Rock, AR	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Feb 13, 2013	Aug 6, 2014	no	LITTLE ROCK, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	C•••• • A••••••••• I•••	Aug 6, 2014	Aug 6, 2014	0	Firm change	Ibd to RIA
M••••• K••••• • C••••••• L••	R•••••• J•••• • A••••••••• I•••	Feb 13, 2013	Feb 13, 2013

Relationships

Registered with (3)

→ C•••• • A••••••••• I•••Registered adviserregistration: current employment
Aug 6, 2014 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Feb 13, 2013 to Aug 6, 2014factForm ADV
→ M••••• K••••• • C••••••• L••Registered adviserregistration: previous registration
Feb 17, 2012 to Feb 13, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7af0aaeb-50e3-145e-0f71-0b6eadc79d88
First observed: Feb 17, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.