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Reading the graph
Advisor at ONE CAPITAL MANAGEMENT, LLC
THOUSAND OAKS, CA | WESTLAKE VILLAGE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ONE CAPITAL MANAGEMENT, LLC | Independent wealth | Oct 28, 2020 | n/a | yes | THOUSAND OAKS, CA|WESTLAKE VILLAGE, CA | Current employment |
| PROFESSIONAL PLANNING | Former SEC adviser | Jan 5, 2016 | Sep 9, 2022 | no | THOUSAND OAKS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PROFESSIONAL PLANNING | ONE CAPITAL MANAGEMENT, LLC | Sep 9, 2022 | Oct 28, 2020 | -681 | Firm change after gap | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109561:114861:CA:2022-09-09 | Sep 9, 2022 | Oct 28, 2020 | THOUSAND OAKS, CA | Firm change after gap |