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RIA / WealthAdvisor31 years in industry

KIRSTIN STERLING MOBYED

Advisor at CLEAR HARBOR ASSET MANAGEMENT, LLC

STAMFORD, CT

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Search this name across graphsid dfx:ria:7b07789b-7bd7-c1a9-0cb8-90083d9d9a48

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 6, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CLEAR HARBOR ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 15, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 15, 1995
First registration: Sep 6, 2007
Dual registered: no
Other names: KIRSTIN STERLING WERNER
IAPD individual key: 2316966

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CLEAR HARBOR ASSET MANAGEMENT, LLC	Independent wealth	Jul 14, 2020	n/a	yes	STAMFORD, CT	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 2, 2019	no	PURCHASE, NY\|New York, NY\|New York, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Apr 1, 2008	Jun 1, 2009	no	NEW YORK, NY	Previous registration
FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC	Independent wealth	Nov 26, 2007	Apr 9, 2008	no	NEW YORK, NY	Previous registration
CLEARBRIDGE INVESTMENTS, LLC	Mixed wealth	Sep 6, 2007	Nov 14, 2007	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	CLEAR HARBOR ASSET MANAGEMENT, LLC	Jul 2, 2019	Jul 14, 2020	378	Firm change	Wirehouse to RIA
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC	CITIGROUP GLOBAL MARKETS INC.	Apr 9, 2008	Apr 1, 2008	-8	Firm change	Other
CLEARBRIDGE INVESTMENTS, LLC	FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC	Nov 14, 2007	Nov 26, 2007	12	Firm change	Other

Relationships

Registered with (5)

→ CLEAR HARBOR ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 14, 2020 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 2, 2019factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Apr 1, 2008 to Jun 1, 2009factForm ADV
→ FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLCRegistered adviserregistration: previous registration
Nov 26, 2007 to Apr 9, 2008factForm ADV
→ CLEARBRIDGE INVESTMENTS, LLCRegistered adviserregistration: previous registration
Sep 6, 2007 to Nov 14, 2007factForm ADV

Dated events

No dated event names this entity yet.