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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

BRETT ALLEN MACHTIG

Advisor at LPL FINANCIAL LLC

DESTIN, FL | PHOENIX, AZ | BLOOMINGTON, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7b0b4aef-0d4b-c53e-7e93-a61eba1834b8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 9, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 21, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S65|S63
First exam: Nov 21, 1985
First registration: Jul 9, 2004
Dual registered: yes, broker-dealer
Other names: BRETT ALLEN MACHTIG|BRETT MACHTIG
IAPD individual key: 1420080

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 6, 2026	n/a	yes	BLOOMINGTON, MN\|PHOENIX, AZ\|DESTIN, FL	Current employment
THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	Former SEC adviser	Sep 10, 2008	May 12, 2026	no	PHOENIX, AZ\|BLOOMINGTON, MN	Previous registration
THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	Former SEC adviser	May 31, 2006	Oct 3, 2006	no	BLOOMINGTON, MN	Previous registration
INVESTORS CAPITAL ADVISORY	Former SEC adviser	Jul 9, 2004	Jul 23, 2016	no	TUSTIN, CA\|LYNNFIELD, MA\|LYNNFIELD, MA\|BLOOMINGTON, MN\|MIRAMAR BEACH, FL\|LYNNFIELD, MA\|TULSA, OK\|LYNNFIELD, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	LPL FINANCIAL LLC	May 12, 2026	Jan 6, 2026	-126	Firm change after gap	RIA to ibd
INVESTORS CAPITAL ADVISORY	THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	Jul 23, 2016	May 31, 2006	-3,706	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
140551:6413:AZ:2026-05-12	May 12, 2026	Jan 6, 2026	PHOENIX, AZ	Firm change after gap
30613:140551:MA:2016-07-23	Jul 23, 2016	May 31, 2006	LYNNFIELD, MA	Firm change after gap

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Sep 10, 2008 to May 12, 2026factForm ADV
→ INVESTORS CAPITAL ADVISORYRegistered adviserregistration: previous registration
Jul 9, 2004 to Jul 23, 2016factForm ADV

Dated events

Occurred
May 12, 2026
Advisor changed firm
Brett Allen Machtig left The Capital Advisory Group Advisory Services, Llc for Lpl Financial Llc (registered 2026-01-06)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7b0b4aef-0d4b-c53e-7e93-a61eba1834b8
First observed: Jul 9, 2004
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRETT ALLEN MACHTIG

Advisor at LPL FINANCIAL LLC

DESTIN, FL | PHOENIX, AZ | BLOOMINGTON, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7b0b4aef-0d4b-c53e-7e93-a61eba1834b8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Jan 6, 2026

n/a

yes

BLOOMINGTON, MN|PHOENIX, AZ|DESTIN, FL

Current employment

THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

Former SEC adviser

Sep 10, 2008

May 12, 2026

PHOENIX, AZ|BLOOMINGTON, MN

Previous registration

THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

Former SEC adviser

May 31, 2006

Oct 3, 2006

BLOOMINGTON, MN

Previous registration

INVESTORS CAPITAL ADVISORY

Former SEC adviser

Jul 9, 2004

Jul 23, 2016

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

LPL FINANCIAL LLC

May 12, 2026

Jan 6, 2026

-126

Firm change after gap

RIA to ibd

INVESTORS CAPITAL ADVISORY

THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC

Jul 23, 2016

May 31, 2006

-3,706

Firm change after gap

Other

Team

Left

Joined

From

Kind

140551:6413:AZ:2026-05-12

May 12, 2026

Jan 6, 2026

PHOENIX, AZ

Firm change after gap

30613:140551:MA:2016-07-23

Jul 23, 2016

May 31, 2006

LYNNFIELD, MA

Firm change after gap