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RIA / WealthAdvisor26 years in industry

Joshua Frazier

Advisor at VALEO FINANCIAL ADVISORS, LLC

CARMEL, IN

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Search this name across graphsid dfx:ria:7b100cf1-2817-0e35-33fd-45b10e732e53

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 13, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VALEO FINANCIAL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 8, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 8, 2000
First registration: Nov 13, 2012
Dual registered: no
Other names: JOSHUA GRANT FRAZIER
IAPD individual key: 4078987

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VALEO FINANCIAL ADVISORS, LLC	Independent wealth	Oct 22, 2025	n/a	yes	CARMEL, IN	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Aug 3, 2017	Apr 7, 2025	no	CARMEL, IN\|Columbus, OH\|Columbus, OH\|Carmel, IN\|CARMEL, IN\|Fishers, IN	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	May 14, 2014	Jul 25, 2017	no	Indianapolis, IN\|Phoenix, AZ\|Jersey City, NJ	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Oct 22, 2013	Apr 3, 2014	no	CARMEL, IN	Previous registration
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	Nov 13, 2012	Sep 19, 2013	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	VALEO FINANCIAL ADVISORS, LLC	Apr 7, 2025	Oct 22, 2025	198	Firm change	Wirehouse to RIA
CHARLES SCHWAB & CO., INC.	J.P. MORGAN SECURITIES LLC	Jul 25, 2017	Aug 3, 2017	9	Firm change	Ibd to wirehouse
TRANSAMERICA FINANCIAL ADVISORS, LLC	CHARLES SCHWAB & CO., INC.	Apr 3, 2014	May 14, 2014	41	Firm change	Other
ONEAMERICA SECURITIES, INC.	TRANSAMERICA FINANCIAL ADVISORS, LLC	Sep 19, 2013	Oct 22, 2013	33	Firm change	Other

Relationships

Registered with (5)

→ VALEO FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
Oct 22, 2025 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Aug 3, 2017 to Apr 7, 2025factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
May 14, 2014 to Jul 25, 2017factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 22, 2013 to Apr 3, 2014factForm ADV
→ ONEAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Nov 13, 2012 to Sep 19, 2013factForm ADV

Dated events

Occurred
Apr 7, 2025
Advisor changed firm
Joshua Frazier left J.P. Morgan Securities Llc for Valeo Financial Advisors, Llc (registered 2025-10-22)
Form ADVobserved 6 days ago