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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

GUARDIAN WEALTH ADVISORS, LLC

CRD 143254

ST LOUIS PARK, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7b1b5ff5-10f0-91eb-370d-b35d51626096

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 7
On other graphs: 0
Observed: Mar 30, 2015 to Mar 23, 2026
37 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $300MItem 5.F on the latest filing (2026-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $262M
Private client RAUM: $297MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $75.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 4
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 721
Individual clients: 175
High net worth clients: 79
Custody, client assets: $77.7M
SEC number: 801-87183
CIK: 1858828
CRD: 143254
Filings on the tape: 37
First filed: Mar 30, 2015
Latest filed: Mar 23, 2026
Organised: Limited Liability Company, MN

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN GREGORY KEYES	n/a	ST LOUIS PARK, MN \| Minneapolis, MN	10	32	1	no
Eric N. Becker	n/a	ST LOUIS PARK, MN	3	13	1	no
Taylor Philip Moran	n/a	ST LOUIS PARK, MN	2	16	1	no
Krew Michael Barber	n/a	ST LOUIS PARK, MN	0	13	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Becker, Eric, N.	CHIEF COMPLIANCE OFFICER/PRESIDENT	Na	yes	01/2024	Oct 27, 2023	Nov 5, 2024
MYSLAJEK KEMP & SPENCER, LTD.	Owner	E	yes	12/2021	Jan 28, 2022	Nov 5, 2024
Swartz, Rebecca, Elizabeth	CHIEF FINANCIAL OFFICER AND SHAREHOLDER	F	yes	01/2022	Jan 28, 2022	Nov 5, 2024
BALDUS, GREGORY, JAMES	Shareholder	F	no	01/2017	Jan 28, 2022	Nov 5, 2024
Evanson, Luke, Erik	Shareholder	F	no	01/2024	Mar 26, 2024	Nov 5, 2024
IMHOFF, JEFFREY, GEORGE	President	F	no	01/2017	Jan 28, 2022	Nov 5, 2024
KELLY, RYAN, WAYNE	Shareholder	F	no	10/2019	Jan 28, 2022	Nov 5, 2024
Kemp, Daniel, Joseph	Shareholder	F	no	01/2023	Mar 26, 2024	Nov 5, 2024
Myslajek, Scott, Bricker	Shareholder	F	no	01/2022	Jan 28, 2022	Nov 5, 2024
PASCHE, AARON, CHARLES	Shareholder	F	no	01/2017	Jan 28, 2022	Nov 5, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MYSLAJEK KEMP & SPENCER, LTD.	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026	$300M	$262M	7	4	4	n/a	n/a
2024	Mar 12, 2025	$267M	$230M	6	3	3	n/a	n/a
2023	Mar 26, 2024	$249M	$208M	8	5	5	n/a	n/a
2022	Mar 1, 2023	$198M	$159M	6	3	0	n/a	n/a
2021	Jan 28, 2022	$198M	$156M	5	3	0	n/a	n/a
2020	Mar 19, 2021	$168M	$131M	4	2	0	n/a	n/a
2019	Mar 25, 2020	$149M	$111M	4	2	0	n/a	n/a
2018	Mar 28, 2019	$149M	$84.3M	4	2	0	n/a	n/a
2017	Mar 29, 2018	$148M	$84.3M	4	2	0	n/a	n/a
2016	Mar 29, 2017	$133M	$57.6M	4	2	n/a	n/a	n/a
2015	Mar 17, 2016	$120M	$47.7M	4	2	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$300M	$267M	12.3%	$198M	14.9%	7	6	4	3

Relationships

Registered with (4)

← Krew Michael BarberAdvisorregistration: current employment
Jan 14, 2026 to presentfactForm ADV
← Taylor Philip MoranAdvisorregistration: current employment
Mar 15, 2024 to presentfactForm ADV
← Eric N. BeckerAdvisorregistration: current employment
Feb 27, 2023 to presentfactForm ADV
← JOHN GREGORY KEYESAdvisorregistration: current employment
Mar 10, 2016 to presentfactForm ADV

Controls (3)

← Becker, Eric, N.OwnerCHIEF COMPLIANCE OFFICER/PRESIDENT, ownership code NA, individual
Oct 27, 2023 to Nov 5, 2024factForm ADV
← Swartz, Rebecca, ElizabethOwnerCHIEF FINANCIAL OFFICER AND SHAREHOLDER, ownership code F, individual
Jan 28, 2022 to Nov 5, 2024factForm ADV
← MYSLAJEK KEMP & SPENCER, LTD.OwnerOWNER, ownership code E, domestic entity
Jan 28, 2022 to Nov 5, 2024factForm ADV

Owns (7)

← BALDUS, GREGORY, JAMESOwnerSHAREHOLDER, ownership code F, individual
Jan 28, 2022 to Nov 5, 2024factForm ADV
← KELLY, RYAN, WAYNEOwnerSHAREHOLDER, ownership code F, individual
Jan 28, 2022 to Nov 5, 2024factForm ADV
← IMHOFF, JEFFREY, GEORGEOwnerPRESIDENT, ownership code F, individual
Jan 28, 2022 to Nov 5, 2024factForm ADV
← PASCHE, AARON, CHARLESOwnerSHAREHOLDER, ownership code F, individual
Jan 28, 2022 to Nov 5, 2024factForm ADV
← Myslajek, Scott, BrickerOwnerSHAREHOLDER, ownership code F, individual
Jan 28, 2022 to Nov 5, 2024factForm ADV
← Kemp, Daniel, JosephOwnerSHAREHOLDER, ownership code F, individual
Mar 26, 2024 to Nov 5, 2024factForm ADV
← Evanson, Luke, ErikOwnerSHAREHOLDER, ownership code F, individual
Mar 26, 2024 to Nov 5, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 10, 2024
Control person left
Scott Gregory Kulka (Chief Compliance Officer) no longer on Schedule A of Guardian Wealth Advisors, Llc (listed 2023-10-27, absent 2024-01-10)
Form ADVobserved 6 days ago
Occurred
Oct 27, 2023
Control person joined
N. Eric Becker (President) appeared on Schedule A of Guardian Wealth Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Nov 11, 2022
Control person left
Robert Erik Ordal (President) no longer on Schedule A of Guardian Wealth Advisors, Llc (listed 2022-11-01, absent 2022-11-11)
Form ADVobserved 6 days ago
Occurred
Jan 28, 2022
Control person joined
Robert Erik Ordal (President) appeared on Schedule A of Guardian Wealth Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Jan 28, 2022
Control person joined
Elizabeth Rebecca Swartz (Chief Financial Officer And Shareholder) appeared on Schedule A of Guardian Wealth Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Mar 30, 2015
First Form ADV filing
Guardian Wealth Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Jan 10, 2024
Guardian Wealth Advisors, Llc reported 5 offices beyond its principal office, up from 0 (2023-10-27 to 2024-01-10)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7b1b5ff5-10f0-91eb-370d-b35d51626096
First observed: Mar 30, 2015
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GUARDIAN WEALTH ADVISORS, LLC

CRD 143254

ST LOUIS PARK, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7b1b5ff5-10f0-91eb-370d-b35d51626096

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:58 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN GREGORY KEYES

n/a

ST LOUIS PARK, MN | Minneapolis, MN

Eric N. Becker

n/a

ST LOUIS PARK, MN

Taylor Philip Moran

n/a

ST LOUIS PARK, MN

Krew Michael Barber

n/a

ST LOUIS PARK, MN

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Becker, Eric, N.

CHIEF COMPLIANCE OFFICER/PRESIDENT

yes

01/2024

Oct 27, 2023

Nov 5, 2024

MYSLAJEK KEMP & SPENCER, LTD.

Owner

yes

12/2021

Jan 28, 2022

Nov 5, 2024

Swartz, Rebecca, Elizabeth

CHIEF FINANCIAL OFFICER AND SHAREHOLDER

yes

01/2022

Jan 28, 2022

Nov 5, 2024

BALDUS, GREGORY, JAMES

Shareholder

01/2017

Jan 28, 2022

Nov 5, 2024

Evanson, Luke, Erik

Shareholder

01/2024

Mar 26, 2024

Nov 5, 2024

IMHOFF, JEFFREY, GEORGE

President

01/2017

Jan 28, 2022

Nov 5, 2024

KELLY, RYAN, WAYNE

Shareholder

10/2019

Jan 28, 2022

Nov 5, 2024

Kemp, Daniel, Joseph

Shareholder

01/2023

Mar 26, 2024

Nov 5, 2024

Myslajek, Scott, Bricker

Shareholder

01/2022

Jan 28, 2022

Nov 5, 2024

PASCHE, AARON, CHARLES

Shareholder

01/2017

Jan 28, 2022

Nov 5, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MYSLAJEK KEMP & SPENCER, LTD.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 23, 2026

$300M

$262M

n/a

2024

Mar 12, 2025

$267M

$230M

n/a

2023

Mar 26, 2024

$249M

$208M

n/a

2022

Mar 1, 2023

$198M

$159M

n/a

2021

Jan 28, 2022

$198M

$156M

n/a

2020

Mar 19, 2021

$168M

$131M

n/a

2019

Mar 25, 2020

$149M

$111M

n/a

2018

Mar 28, 2019

$149M

$84.3M

n/a

2017

Mar 29, 2018

$148M

$84.3M

n/a

2016

Mar 29, 2017

$133M

$57.6M

n/a

2015

Mar 17, 2016

$120M

$47.7M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$300M

$267M

12.3%

$198M

14.9%