DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

LEE SCOTT STEORTS

Advisor at LANARK FINANCIAL, INC.

BOUNTIFUL, UT | SUMMIT, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7b1bb7db-5dc2-c772-c956-06b57f733fb2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 9, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LANARK FINANCIAL, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 27, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 9
Exams: S65|S63|S66
First exam: Mar 27, 1992
First registration: Dec 9, 1994
Dual registered: yes, broker-dealer
Other names: LEE S STEORTS
IAPD individual key: 2214865

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LANARK FINANCIAL, INC.	Bd affiliated wealth	Jul 23, 2015	n/a	yes	BOUNTIFUL, UT\|SUMMIT, NJ	Current employment
JHS CAPITAL ADVISORS, LLC	Former SEC adviser	Apr 11, 2012	Jul 22, 2015	no	TAMPA, FL\|PORTLAND, OR\|BOUNTIFUL, UT\|PORTLAND, OR	Previous registration
PAULSON INVESTMENT COMPANY, LLC	Former SEC adviser	Nov 1, 2007	Apr 11, 2012	no	PORTLAND, OR\|LAKE OSWEGO, OR\|BOUNTIFUL, UT	Previous registration
INVESTMENT MANAGEMENT CORPORATION	n/a	Sep 27, 2002	Nov 23, 2007	no	BOUNTIFUL, UT\|BOUNTIFUL, UT\|BOUNTIFUL, UT\|SALT LAKE CITY, UT	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Dec 9, 1994	Aug 22, 2002	no	SALT LAKE CITY, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
JHS CAPITAL ADVISORS, LLC	LANARK FINANCIAL, INC.	Jul 22, 2015	Jul 23, 2015	1	Firm change	Other
PAULSON INVESTMENT COMPANY, LLC	JHS CAPITAL ADVISORS, LLC	Apr 11, 2012	Apr 11, 2012	0	Firm change	Other
INVESTMENT MANAGEMENT CORPORATION	PAULSON INVESTMENT COMPANY, LLC	Nov 23, 2007	Nov 1, 2007	-22	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	INVESTMENT MANAGEMENT CORPORATION	Aug 22, 2002	Sep 27, 2002	36	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
112097:17870:OR:2015-07-22	Jul 22, 2015	Jul 23, 2015	PORTLAND, OR	Firm change

Relationships

Registered with (5)

→ LANARK FINANCIAL, INC.Registered adviserregistration: current employment
Jul 23, 2015 to presentfactForm ADV
→ JHS CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 11, 2012 to Jul 22, 2015factForm ADV
→ PAULSON INVESTMENT COMPANY, LLCRegistered adviserregistration: previous registration
Nov 1, 2007 to Apr 11, 2012factForm ADV
→ INVESTMENT MANAGEMENT CORPORATIONRegistered adviserregistration: previous registration
Sep 27, 2002 to Nov 23, 2007factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Dec 9, 1994 to Aug 22, 2002factForm ADV

Dated events

No dated event names this entity yet.