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CRD 160375
VIENNA, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| DEAN CAPITAL INVESTMENTS HOLDINGS, LLC | Hedge Fund | $387M | Mar 30, 2019 | 13 | Mar 30, 2016 | reported | 021-248080 |
| DEAN VENTURES II, LLC | Hedge Fund | $252M | Mar 30, 2019 | 11 | Feb 13, 2012 | reported | 021-123456789 |
| DC INVESTMENTS EFFICIENT FUND, LLC | Hedge Fund | $248M | Mar 30, 2019 | 1 | Mar 31, 2017 | reported | 021-266641 |
| DEAN VENTURES II HOLDINGS, LLC | Hedge Fund | $241M | Mar 30, 2019 | 1 | Mar 31, 2014 | reported | 021-123456789 |
| DC INVESTMENTS ALPHA FUND, LLC | Hedge Fund | $216M | Mar 30, 2019 | 1 | Mar 31, 2017 | reported | 021-266634 |
| DEAN VENTURES 20, LLC | Hedge Fund | $135M | Mar 30, 2019 | 2 | Mar 31, 2014 | reported | 021-123456789 |
| DEAN VENTURES XII, LLC | Hedge Fund | $114M | Apr 1, 2013 | 1 | Feb 13, 2012 | dropped | n/a |
| DC INVESTMENTS NEUTRAL FUND, LLC | Hedge Fund | $112M | Jan 10, 2019 | 1 | Mar 31, 2017 | reported | 021-261023 |
| DEAN CAPITAL INVESTMENTS MICRO, LLC | Hedge Fund | $34.9M | Jan 10, 2019 | 1 | Mar 30, 2016 | reported | 021-243865 |
| DEAN VENTURES MULTI STRATEGY FUND, L.P. SERIES A | Hedge Fund | $8.3M | Mar 30, 2019 | 10 | Apr 1, 2013 | reported | 021-123456788 |
| DEAN VENTURES XV, LLC | Hedge Fund | $71,168 | Mar 30, 2019 | 1 | Feb 13, 2012 | reported | n/a |
| DEAN VENTURES 150, LLC | Hedge Fund | $44,119 | Mar 30, 2019 | 1 | Mar 31, 2014 | reported | n/a |
| DEAN VENTURES V, LLC | Hedge Fund | $0 | Jan 12, 2018 | 0 | Apr 1, 2013 | dropped | n/a |
| DEAN VENTURES 160, LLC | Hedge Fund | $0 | Jan 12, 2018 | 0 | Mar 31, 2014 | dropped | n/a |
| DEAN VENTURES 90, LLC | Hedge Fund | $0 | Jan 12, 2018 | 1 | Mar 31, 2014 | dropped | n/a |
| DEAN VENTURES 50, LLC | Hedge Fund | $0 | Jan 12, 2018 | 0 | Mar 31, 2014 | dropped | n/a |
| DEAN VENTURES XVI, LLC | Hedge Fund | $0 | Jan 12, 2018 | 0 | Mar 31, 2014 | dropped | n/a |
| DEAN VENTURES 30, LLC | Hedge Fund | $0 | Jan 12, 2018 | 0 | Mar 31, 2014 | dropped | n/a |
| DEAN VENTURES III, LLC | Hedge Fund | $0 | Jan 12, 2018 | 0 | Apr 1, 2013 | dropped | n/a |
| DEAN VENTURES IX, LLC | Hedge Fund | $0 | Jan 12, 2018 | 1 | Feb 13, 2012 | dropped | n/a |
| DEAN VENTURES MULTI STRATEGY FUND, LLC | Hedge Fund | $0 | Nov 13, 2012 | 1 | Feb 13, 2012 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ALLEN, MARK, TIMOTHY | MANAGING DIRECTOR | Na | yes | 01/2012 | Feb 13, 2012 | Mar 30, 2019 |
| BLAKE, NEIL, ROBERT | CHIEF FINANCIAL OFFICER | Na | yes | 02/2013 | Apr 1, 2013 | Mar 30, 2019 |
| Bulkeley, mark, andrew | MANAGING DIRECTOR, PRIVATE INVESTMENTS | Na | yes | 01/2019 | Jan 10, 2019 | Mar 30, 2019 |
| DC FUNDS, LP | Member | D | yes | 03/2015 | Jan 12, 2018 | Mar 30, 2019 |
| DCF MULTI STRATEGY, LLC | GENERAL PARTNER OF DC FUNDS, LP | F | yes | 01/2018 | Jan 12, 2018 | Mar 30, 2019 |
| DEAN LEONARD WILDE, II REVOCABLE TRUST | LIMITED PARTNER (CLASS C IS THE RELEVANT ASSET CLASS) | E | yes | 11/2009 | Jan 12, 2018 | Mar 30, 2019 |
| DLWII GP REVOCABLE TRUST | MEMBER OF DCF MULTI STRATEGY, LLC | F | yes | 01/2018 | Jan 12, 2018 | Mar 30, 2019 |
| JAMES P. SMIST REVOCABLE TRUST | MEMBER OF TONAWANDA FUNDS, LLC | E | yes | 12/2013 | May 19, 2015 | Mar 30, 2019 |
| OGG, JOELLE, KAY | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | Na | yes | 01/2012 | Feb 13, 2012 | Mar 30, 2019 |
| SMIST, JAMES, PHILLIP | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR, PRESIDENT | Na | yes | 11/2011 | Feb 13, 2012 | Mar 30, 2019 |
| SMIST, JAMES, PHILLIP | TRUSTEE OF JAMES P. SMIST REVOCABLE TRUST | F | yes | 10/2008 | Feb 13, 2012 | Mar 30, 2019 |
| TONAWANDA FUNDS, LLC | Member | C | yes | 03/2015 | Mar 31, 2015 | Mar 30, 2019 |
| WILDE, CECILE, JEANNE LUCIE | TRUSTEE OF DEAN LEONARD WILDE, II REVOCABLE TRUST | F | yes | 10/2007 | May 19, 2015 | Mar 30, 2019 |
| WILDE, DEAN, LEONARD | ELECTED MANAGER (MANAGING BOARD MEMBER), MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | Na | yes | 11/2011 | Feb 13, 2012 | Mar 30, 2019 |
| WILDE, DEAN, LEONARD | TRUSTEE OF DEAN LEONARD WILDE, II REVOCABLE TRUST AND TRUSTEE OF DLWII GP REVOCABLE TRUST | F | yes | 10/2007 | Feb 13, 2012 | Mar 30, 2019 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| DC ENERGY HOLDINGS, LLC | n/a | n/a | n/a | N | yes | n/a |
| DC ENERGY MANAGEMENT, L.P. | n/a | n/a | n/a | N | yes | n/a |
| DC VENTURES MANAGEMENT, LLC | n/a | n/a | n/a | N | yes | n/a |
| DC VENTURES MULTI STRATEGY, LLC | n/a | n/a | n/a | N | yes | n/a |
| DCE MULTI STRATEGY LLC | n/a | n/a | n/a | N | yes | n/a |
| DEAN VENTURES MULTI STRATEGY FUND, LLC | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2018 | Mar 30, 2019 | $471M | $471M | 34 | 17 | 0 | 9 | $1.5B |
| 2017 | Mar 30, 2018 | $576M | $576M | 32 | 13 | 0 | 11 | $1.6B |
| 2016 | Mar 31, 2017 | $445M | $445M | 30 | 10 | n/a | 19 | $929M |
| 2015 | Mar 30, 2016 | $374M | $374M | 28 | 13 | n/a | 16 | $832M |
| 2014 | Mar 31, 2015 | $335M | $335M | 24 | 9 | n/a | 14 | $691M |
| 2013 | Mar 31, 2014 | $297M | $297M | 25 | 9 | n/a | 14 | $677M |
| 2012 | Apr 1, 2013 | $352M | $352M | 20 | 7 | n/a | 7 | $679M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2018 | $471M | $576M | -18.2% | $374M | 8.0% | 34 | 32 | 0 | 0 |