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RIA / WealthAdvisorCertified Financial Planner17 years in industry

SARA JEAN MILDRED VEATCH

Advisor at OAKWORTH ASSET MANAGEMENT, LLC

Charlotte, NC | BIRMINGHAM, AL

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Search this name across graphsid dfx:ria:7b253c74-d7de-41e9-1d9d-0a6528b81d34

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 17, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OAKWORTH ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 14, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Aug 14, 2009
First registration: Aug 17, 2009
Dual registered: no
Other names: SARA VEATCH
IAPD individual key: 5408258

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OAKWORTH ASSET MANAGEMENT, LLC	Independent wealth	Jul 3, 2025	n/a	yes	Charlotte, NC\|BIRMINGHAM, AL	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Dec 7, 2017	Jul 2, 2020	no	CHARLOTTE, NC	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Aug 10, 2015	Oct 20, 2017	no	CHARLOTTE, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 17, 2009	Aug 4, 2015	no	CHARLOTTE, NC\|CHARLOTTE, NC\|CHARLOTTE, NC\|LOS ANGELES, CA\|LOS ANGELES, CA\|BEVERLY HILLS, CA\|BEVERLY HILLS, CA\|MINNEAPOLIS, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	OAKWORTH ASSET MANAGEMENT, LLC	Jul 2, 2020	Jul 3, 2025	1,827	Firm change after gap	Ibd to new firm
ADVICE AND PLANNING SERVICES	TRUIST ADVISORY SERVICES, INC.	Oct 20, 2017	Dec 7, 2017	48	Firm change	Other
WELLS FARGO ADVISORS	ADVICE AND PLANNING SERVICES	Aug 4, 2015	Aug 10, 2015	6	Firm change	Other

Relationships

Registered with (4)

→ OAKWORTH ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 3, 2025 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Dec 7, 2017 to Jul 2, 2020factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Aug 10, 2015 to Oct 20, 2017factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 17, 2009 to Aug 4, 2015factForm ADV

Dated events

No dated event names this entity yet.