DFX Intelligence

S••••• C•••••••• J••••••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

S••••• C•••••••• J••••••••• L••••

Advisor at M••••• W•••••

CALABASAS, CA

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Search this name across graphsid dfx:ria:7b2880ab-5053-33a6-b628-5f7319753a83

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 25, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• W•••••	Independent wealth	Mar 12, 2025	n/a	yes	CALABASAS, CA	Current employment
B••• W••••• A•••••••	Former SEC adviser	Mar 25, 2021	Sep 30, 2024	no	NORTH BETHESDA, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• W••••• A•••••••	M••••• W•••••	Sep 30, 2024	Mar 12, 2025	163	Firm change	RIA to RIA

Relationships

Registered with (2)

→ M••••• W•••••Registered adviserregistration: current employment
Mar 12, 2025 to presentfactForm ADV
→ B••• W••••• A•••••••Registered adviserregistration: previous registration
Mar 25, 2021 to Sep 30, 2024factForm ADV

Dated events

Occurred
Sep 30, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7b2880ab-5053-33a6-b628-5f7319753a83
First observed: Mar 25, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.