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C•••••• E••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst14 years in industry

C•••••• E••••• R•••

Advisor at L•••••• A•••••••

ROCHESTER, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7b2a8ac1-ff21-17e2-4c9a-d5c3e0f8ac90

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Nov 21, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• A•••••••	Independent wealth	Dec 19, 2025	n/a	yes	ROCHESTER, NY	Current employment
C•••••••	Institutional manager	Oct 27, 2025	Jan 16, 2026	no	Rochester, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••	L•••••• A•••••••	Jan 16, 2026	Dec 19, 2025	-28	Firm change	Other
C••••••••• C•••••• A•••••••• L••	C•••••••	Dec 31, 2025	Oct 27, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
108023:175112:NY:2025-12-31	Dec 31, 2025	Oct 27, 2025	ROCHESTER, NY	Firm change after gap

Relationships

Registered with (4)

→ L•••••• A•••••••Registered adviserregistration: current employment
Dec 19, 2025 to presentfactForm ADV
→ C•••••••Registered adviserregistration: previous registration
Oct 27, 2025 to Jan 16, 2026factForm ADV
→ C••••••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 5, 2022 to Dec 31, 2025factForm ADV
→ N•••• G••••

Dated events

Occurred
Jan 16, 2026
Advisor changed firm
C•••••• E••••• R••• left Captrust for L•••••• A••••••• (registered 2025-12-19)
Form ADVobserved 7 days ago
Occurred
Dec 31, 2025
Advisor changed firm
C•••••• E••••• R••• left C••••••••• C•••••• A•••••••• L•• for Captrust (registered 2025-10-27)
Form ADVobserved 7 days ago
Occurred
Jul 21, 2022
Advisor changed firm
C•••••• E••••• R••• left N•••• G•••• for C••••••••• C•••••• A•••••••• L•• (registered 2022-08-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7b2a8ac1-ff21-17e2-4c9a-d5c3e0f8ac90
First observed: Nov 21, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.