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Advisor at EDWARD JONES
MARSHALL, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Apr 14, 2023 | n/a | yes | MARSHALL, MI | Current employment |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Nov 3, 2015 | Apr 14, 2023 | no | KALAMAZOO, MI|PORTAGE, MI|PAW PAW, MI|PORTAGE, MI|KALAMAZOO, MI|PORTAGE, MI|KALAMAZOO, MI|ALLEGAN, MI | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Aug 25, 2010 | Oct 26, 2015 | no | KALAMAZOO, MI|KALAMAZOO, MI|KALAMAZOO, MI|THREE RIVERS, MI|PORTAGE, MI|LAWTON, MI|PAW PAW, MI | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Nov 13, 2009 | Jul 9, 2010 | no | KALAMAZOO, MI|PARCHMENT, MI|HARTFORD, MI|MARTIN, MI|PLAINWELL, MI|ALLEGAN, MI|GOBLES, MI|OTSEGO, MI|PAW PAW, MI|DELTON, MI | Previous registration |
| NATCITY INVESTMENTS, INC. | n/a | Oct 12, 2006 | Nov 13, 2009 | no | ALLEGAN, MI|PAW PAW, MI|OTSEGO, MI|DELTON, MI|MARTIN, MI|PLAINWELL, MI|HARTFORD, MI|GOBLES, MI|MARTIN, MI | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jun 30, 2004 | May 31, 2005 | no | GRAND RAPIDS, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PNC WEALTH MANAGEMENT | EDWARD JONES | Apr 14, 2023 | Apr 14, 2023 | 0 | Firm change | Ibd to ibd |
| FIFTH THIRD SECURITIES, INC. | PNC WEALTH MANAGEMENT | Oct 26, 2015 | Nov 3, 2015 | 8 | Firm change | Other |
| PNC WEALTH MANAGEMENT | FIFTH THIRD SECURITIES, INC. | Jul 9, 2010 | Aug 25, 2010 | 47 | Firm change | Other |
| NATCITY INVESTMENTS, INC. | PNC WEALTH MANAGEMENT | Nov 13, 2009 | Nov 13, 2009 | 0 | Bulk transfer | Other |
| VALIC FINANCIAL ADVISORS, INC. | NATCITY INVESTMENTS, INC. | May 31, 2005 | Oct 12, 2006 | 499 | Firm change after gap | Other |