This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SULLIVAN & ASSOCIATES

Current firm class

former SEC adviserderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 1993earliest registration or exam on IAPD

Years in industry

33derivedfrom the industry start date

Years at current firm

17derivedfrom the current registration's begin date

Prior firms

1

Current registrations

2

Registered states

2

Designations

Certified Financial Planner

Exams

S63

First exam

Dec 1, 2005

First registration

Nov 2, 2007

Dual registered

yes, broker-dealer

IAPD individual key

2373459

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7b31067a-59d1-3e8a-9c25-3203932244c2

First observed

Nov 2, 2007

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.