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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

ROBERT RANDALL GOGGINS

Advisor at LPL FINANCIAL LLC

SOUTH JORDAN, UT

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Search this name across graphsid dfx:ria:7b3276c0-0eee-a618-026a-b526e4ddd31f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 22, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Apr 22, 1999
First registration: Sep 1, 2000
Dual registered: yes, broker-dealer
Other names: RANDY GOGGINS
IAPD individual key: 3206043

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 24, 2009	n/a	yes	SOUTH JORDAN, UT	Current employment
WELLSPRING WEALTH MANAGEMENT LLC	Independent wealth	Aug 8, 2006	Oct 26, 2009	no	HOFFMAN ESTATES, IL	Previous registration
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC	n/a	Jun 4, 2004	Sep 24, 2009	no	HOUSTON, TX\|SALT LAKE CITY, UT\|BOSTON, MA	Previous registration
WS GRIFFITH SECURITIES, INC.	n/a	Sep 1, 2000	Jun 8, 2004	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLSPRING WEALTH MANAGEMENT LLC	LPL FINANCIAL LLC	Oct 26, 2009	Sep 24, 2009	-32	Firm change after gap	Other
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC	WELLSPRING WEALTH MANAGEMENT LLC	Sep 24, 2009	Aug 8, 2006	-1,143	Firm change after gap	Other
WS GRIFFITH SECURITIES, INC.	ASSOCIATED PLANNERS INVESTMENT ADVISORY INC	Jun 8, 2004	Jun 4, 2004	-4	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Sep 24, 2009 to presentfactForm ADV
→ WELLSPRING WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Aug 8, 2006 to Oct 26, 2009factForm ADV
→ ASSOCIATED PLANNERS INVESTMENT ADVISORY INCRegistered adviserregistration: previous registration
Jun 4, 2004 to Sep 24, 2009factForm ADV
→ WS GRIFFITH SECURITIES, INC.Registered adviserregistration: previous registration
Sep 1, 2000 to Jun 8, 2004factForm ADV

Dated events

No dated event names this entity yet.