DFX Intelligence

T••• E•••••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

T••• E•••••••• R•••••••

Advisor at A••••• F•••••••• P•••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:7b36ad01-c9a4-2b54-9372-355bcec89e86

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 10, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• F•••••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 8, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• F•••••••• P•••••••• I•••	Independent wealth	Aug 25, 2009	n/a	yes	NAPERVILLE, IL\|DOWNERS GROVE, IL\|AURORA, IL	Current employment
W••••••••• F•••••••• G••••• I•••	n/a	Jun 16, 2006	Aug 21, 2009	no	BOSTON, MA\|BOSTON, MA\|NAPERVILLE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• F•••••••• G••••• I•••	A••••• F•••••••• P•••••••• I•••	Aug 21, 2009	Aug 25, 2009	4	Firm change	Other
A• G• E•••••• • S•••• I•••	W••••••••• F•••••••• G••••• I•••	Jun 19, 2006	Jun 16, 2006

Relationships

Registered with (3)

→ A••••• F•••••••• P•••••••• I•••Registered adviserregistration: current employment
Aug 25, 2009 to presentfactForm ADV
→ W••••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Jun 16, 2006 to Aug 21, 2009factForm ADV
→ A• G• E•••••• • S•••• I•••Registered adviserregistration: previous registration
Sep 10, 2001 to Jun 19, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7b36ad01-c9a4-2b54-9372-355bcec89e86
First observed: Sep 10, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.