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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

Michael Jason Torres

Advisor at CHARLES SCHWAB & CO., INC.

Mt Kisco, NY

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Search this name across graphsid dfx:ria:7b40e5dc-613d-138c-c6f7-7cc59ae18f89

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Feb 26, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66|S65
First exam: Apr 7, 2014
First registration: Feb 26, 2019
Dual registered: yes, broker-dealer
Other names: Michael Torres|Michael J Torres|Michael Jason Torres|Michael J. Torres
IAPD individual key: 6224137

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Feb 28, 2025	n/a	yes	Mt Kisco, NY	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Nov 2, 2023	Sep 25, 2024	no	Santa Barbara, CA\|Santa Barbara, CA\|Santa Barbara, CA	Previous registration
WEST WEALTH GROUP, LLC	Independent wealth	Apr 26, 2023	Aug 3, 2023	no	IRVINE, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Feb 26, 2019	Apr 18, 2023	no	PORT HUENEME, CA\|OXNARD, CA\|PORT HUENEME, CA\|SANTA BARBARA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	CHARLES SCHWAB & CO., INC.	Sep 25, 2024	Feb 28, 2025	156	Firm change	Ibd to ibd
WEST WEALTH GROUP, LLC	U.S. BANCORP INVESTMENTS, INC.	Aug 3, 2023	Nov 2, 2023	91	Firm change	RIA to ibd
J.P. MORGAN SECURITIES LLC	WEST WEALTH GROUP, LLC	Apr 18, 2023	Apr 26, 2023	8	Firm change	Wirehouse to RIA

Relationships

Registered with (4)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Feb 28, 2025 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Nov 2, 2023 to Sep 25, 2024factForm ADV
→ WEST WEALTH GROUP, LLCRegistered adviserregistration: previous registration
Apr 26, 2023 to Aug 3, 2023factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Feb 26, 2019 to Apr 18, 2023factForm ADV

Dated events

Occurred
Sep 25, 2024
Advisor changed firm
Michael Jason Torres left U.S. Bancorp Investments, Inc. for Charles Schwab & Co., Inc. (registered 2025-02-28)
Form ADVobserved 6 days ago
Occurred
Aug 3, 2023
Advisor changed firm
Michael Jason Torres left West Wealth Group, Llc for U.S. Bancorp Investments, Inc. (registered 2023-11-02)
Form ADVobserved 6 days ago
Occurred
Apr 18, 2023
Advisor changed firm
Michael Jason Torres left J.P. Morgan Securities Llc for West Wealth Group, Llc (registered 2023-04-26)
Form ADVobserved 6 days ago