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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)37 years in industry

KEVIN PAUL WALKER

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

NAPLES, FL

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Search this name across graphsid dfx:ria:7b4a33ba-12cd-165c-d09e-496fda9d0be8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 16, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 26, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Apr 26, 1989
First registration: Sep 16, 1998
Dual registered: yes, broker-dealer
IAPD individual key: 1935257

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jan 16, 2025	n/a	yes	NAPLES, FL	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jan 30, 2025	no	NAPLES, FL\|Naples, FL\|Fort Myers, FL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Jun 20, 2008	Jun 1, 2009	no	NAPLES, FL	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jun 18, 2003	Jun 25, 2008	no	NAPLES, FL	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Sep 16, 1998	May 16, 2003	no	JACKSONVILLE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	RAYMOND JAMES & ASSOCIATES, INC.	Jan 30, 2025	Jan 16, 2025	-14	Firm change	Wirehouse to ibd
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
STRATEGIC ADVISERS LLC	MORGAN STANLEY & CO. LLC	Jun 25, 2008	Jun 20, 2008	-5	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	STRATEGIC ADVISERS LLC	May 16, 2003	Jun 18, 2003	33	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:705:FL:2025-01-30	Jan 30, 2025	Jan 16, 2025	FORT MYERS, FL	Firm change

Relationships

Registered with (5)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Jan 16, 2025 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jan 30, 2025factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Jun 20, 2008 to Jun 1, 2009factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jun 18, 2003 to Jun 25, 2008factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Sep 16, 1998 to May 16, 2003factForm ADV

Dated events

Occurred
Jan 30, 2025
Advisor changed firm
Kevin Paul Walker left Morgan Stanley for Raymond James & Associates, Inc. (registered 2025-01-16)
Form ADVobserved 4 days ago