DFX Intelligence
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Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
CENTENNIAL, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Mar 21, 2024 | n/a | yes | CENTENNIAL, CO | Current employment |
| S•• | Bd affiliated wealth | Sep 30, 2005 | Feb 17, 2015 | no | CENTENNIAL, CO|ANN ARBOR, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•• | C••••• I••••••••• A••••••• L•• | Feb 17, 2015 | Mar 21, 2024 | 3,320 | Firm change after gap | Other |
| H•• A••••••• | S•• | Nov 21, 2005 | Sep 30, 2005 |
| H•• A••••••• | Former SEC adviser | Apr 10, 2002 | Nov 21, 2005 | no | AURORA, CO | Previous registration |
| W••••• S••••• A••••••• I•• | n/a | May 11, 1999 | Sep 29, 2005 | no | AURORA, CO | Previous registration |
| Firm change after gap |
| Other |
| W••••• S••••• A••••••• I•• | H•• A••••••• | Sep 29, 2005 | Apr 10, 2002 | -1,268 | Firm change after gap | Other |