DFX Intelligence
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Reading the graph
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Advisor at S••••• A••••••• I•••
BIRMINGHAM, AL | St. Petersburg, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••• A••••••• I••• | Bd affiliated wealth | Jun 30, 2016 | n/a | yes | St. Petersburg, FL|BIRMINGHAM, AL | Current employment |
| S••••• A••• A•••• M••••••••• I••• | Former SEC adviser | Dec 9, 2011 | Jun 30, 2016 | no | BIRMINGHAM, AL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••• A••• A•••• M••••••••• I••• | S••••• A••••••• I••• | Jun 30, 2016 | Jun 30, 2016 | 0 | Bulk transfer | Other |
| A••••••• • S••••••••• I••••••••• | S••••• A••• A•••• M••••••••• I••• | Dec 12, 2011 | Dec 9, 2011 |
| A••••••• • S••••••••• I••••••••• | Former SEC adviser | Apr 26, 2010 | Dec 12, 2011 | no | TAMPA, FL | Previous registration |
| G•••••••• F••••••••• I•• | n/a | Feb 17, 2005 | Mar 30, 2010 | no | TAMPA, FL|TAMPA, FL | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Jun 15, 1992 | Jan 13, 2005 | no | ST PETERSBURG, FL | Previous registration |
| -3 |
| Firm change |
| Other |
| G•••••••• F••••••••• I•• | A••••••• • S••••••••• I••••••••• | Mar 30, 2010 | Apr 26, 2010 | 27 | Firm change | Other |
| U•• F•••••••• S••••••• I••• | G•••••••• F••••••••• I•• | Jan 13, 2005 | Feb 17, 2005 | 35 | Firm change | Other |