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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

ANDERSON & STRUDWICK, INCORPORATED

CRD 48

RICHMOND, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b577766c-e770-bdb0-137d-2b1d2929ed58

Data as of Dec 13, 2011 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 61
Dated events: 0
On other graphs: 0
Observed: Dec 13, 2011 to Dec 13, 2011
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $98.8MItem 5.F on the latest filing (2011-12-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $57.1M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 726
Custody, client assets: $195M
SEC number: 801-63856
CRD: 48
Filings on the tape: 1
First filed: Dec 13, 2011
Latest filed: Dec 13, 2011
Organised: Corporation, Virginia

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANDERSON & STRUDWICK INVESTMENT CORPORATION	HOLDING COMPANY	E	yes	09/1999	Dec 13, 2011	Dec 13, 2011
CADETS, LLC	Owner	D	yes	02/2009	Dec 13, 2011	Dec 13, 2011
JOYNER, DAMON BRADLEY	CFO / COO	Na	yes	08/2010	Dec 13, 2011	Dec 13, 2011
KOTH, JOHN MICHAEL	CHIEF COMPLIANCE OFFICER	Na	yes	08/2011	Dec 13, 2011	Dec 13, 2011
ALLIANCE 2009 LLC	Owner	F	no	01/2010	Dec 13, 2011	Dec 13, 2011

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Sarasota	FL	United States	n/a	no
Tampa	FL	United States	n/a	no
Chicago	IL	United States	n/a	no
WEST BROOKFIELD	Ma	United States	n/a	no
Charlotte	Nc	United States	n/a	no
OKLAHOMA CITY	Ok	United States	n/a	no
Columbia	Sc	United States	n/a	no
MOUNT PLEASANT	Sc	United States	n/a	no
Knoxville	Tn	United States	n/a	no
Annandale	Va	United States	n/a	no
Charlottesville	Va	United States	n/a	no
Fredericksburg	Va	United States	n/a	no
Leesbyrg	Va	United States	n/a	no
Lexington	Va	United States	n/a	no
Norfolk	Va	United States	n/a	no

Relationships

Controls (4)

← KOTH, JOHN MICHAELOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 13, 2011 to presentfactForm ADV
← JOYNER, DAMON BRADLEYOwnerCFO / COO, ownership code NA, individual
Dec 13, 2011 to presentfactForm ADV
← ANDERSON & STRUDWICK INVESTMENT CORPORATIONOwnerHOLDING COMPANY, ownership code E, domestic entity
Dec 13, 2011 to presentfactForm ADV
← CADETS, LLCOwnerOWNER, ownership code D, domestic entity
Dec 13, 2011 to presentfactForm ADV

Owns (1)

← ALLIANCE 2009 LLCOwnerOWNER, ownership code F, domestic entity
Dec 13, 2011 to presentfactForm ADV

Registered with (56)

← TABITHA MARSHALL WATSONAdvisorregistration: previous registration
Oct 31, 2006 to Dec 15, 2011factForm ADV
← GORDON LEE CRENSHAWAdvisorregistration: previous registration
Apr 4, 2005 to Dec 12, 2011factForm ADV
← DAVID STEPHEN ELLINGTONAdvisorregistration: previous registration
Sep 29, 2006 to Dec 12, 2011factForm ADV
← NORMAN DAVID DAYANAdvisorregistration: previous registration
Apr 26, 2010 to Dec 12, 2011factForm ADV
← ROBERT DAVID WALLACEAdvisorregistration: previous registration
Nov 14, 2005 to Dec 12, 2011factForm ADV
← SARA MARIE JONESAdvisorregistration: previous registration
Apr 26, 2010 to Dec 12, 2011factForm ADV
← ROGER ALAN HUSEAdvisorregistration: previous registration
Apr 4, 2005 to Dec 12, 2011factForm ADV
← BRADLEY ALLAN BROWNAdvisorregistration: previous registration
Apr 4, 2005 to Dec 12, 2011factForm ADV
← MATTHEW ALAN MCKAYAdvisorregistration: previous registration
Feb 4, 2008 to Dec 12, 2011factForm ADV
← EARL (NMN) STEWARTAdvisorregistration: previous registration
Nov 3, 2008 to Dec 9, 2011factForm ADV
← DANIEL SWIFT EDMUNDSAdvisorregistration: previous registration
Mar 6, 2009 to Dec 9, 2011factForm ADV
← JERRY GAYLE ALLEYAdvisorregistration: previous registration
Apr 4, 2005 to Dec 9, 2011factForm ADV
← ROBERT MATTHEW MULLERAdvisorregistration: previous registration
Apr 4, 2005 to Dec 9, 2011factForm ADV
← MARILYN MAE HOYLEAdvisorregistration: previous registration
Aug 26, 2005 to Dec 9, 2011factForm ADV
← MICHAEL SEAN CAMPBELLAdvisorregistration: previous registration
Sep 14, 2011 to Dec 9, 2011factForm ADV
← ROBERT CHARLES STEVENSAdvisorregistration: previous registration
Nov 27, 2009 to Dec 9, 2011factForm ADV
← MATTHEW BROWN WHITAKERAdvisorregistration: previous registration
Oct 29, 2010 to Dec 9, 2011factForm ADV
← ANDREW DIXON WADEAdvisorregistration: previous registration
Mar 17, 2011 to Dec 9, 2011factForm ADV
← BRUCE FREDERICK GRIGGSAdvisorregistration: previous registration
May 26, 2006 to Dec 9, 2011factForm ADV
← ROBERT ROSENBERGAdvisorregistration: previous registration
Aug 2, 2010 to Dec 9, 2011factForm ADV
← BRADFORD DALE SZCZECINSKIAdvisorregistration: previous registration
Jul 19, 2010 to Dec 1, 2011factForm ADV
← THEODORE RICHARD AUGUSTYNIAKAdvisorregistration: previous registration
Jul 19, 2010 to Dec 1, 2011factForm ADV
← MICHAEL TALMADGE CROSSAdvisorregistration: previous registration
Apr 4, 2005 to Nov 21, 2011factForm ADV
← LAURA LYNN SETTLEAdvisorregistration: previous registration
Apr 4, 2005 to Nov 21, 2011factForm ADV
← NORMAN KENNETH MARSHALLAdvisorregistration: previous registration
Apr 4, 2005 to Nov 10, 2011factForm ADV
← ROGER LEE THOMPSONAdvisorregistration: previous registration
Apr 26, 2010 to Oct 17, 2011factForm ADV
← JOHN ANTHONY NOLEAdvisorregistration: previous registration
Jul 26, 2010 to Oct 14, 2011factForm ADV
← MICHAEL PATRICK NIXONAdvisorregistration: previous registration
Jul 1, 2010 to Oct 10, 2011factForm ADV
← MATTHEW DAVID ALBERSAdvisorregistration: previous registration
Jul 1, 2010 to Oct 7, 2011factForm ADV
← TIMOTHY JOHN CRYTZERAdvisorregistration: previous registration
Apr 4, 2005 to Sep 9, 2011factForm ADV
and 26 more

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b577766c-e770-bdb0-137d-2b1d2929ed58
First observed: Dec 13, 2011
Last observed: Dec 13, 2011 179 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ANDERSON & STRUDWICK, INCORPORATED

CRD 48

RICHMOND, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b577766c-e770-bdb0-137d-2b1d2929ed58

Data as of Dec 13, 2011 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:32 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANDERSON & STRUDWICK INVESTMENT CORPORATION

HOLDING COMPANY

yes

09/1999

Dec 13, 2011

CADETS, LLC

Owner

yes

02/2009

Dec 13, 2011

JOYNER, DAMON BRADLEY

CFO / COO

yes

08/2010

Dec 13, 2011

KOTH, JOHN MICHAEL

CHIEF COMPLIANCE OFFICER

yes

08/2011

Dec 13, 2011

ALLIANCE 2009 LLC

Owner

01/2010

Dec 13, 2011

City

State

Country

Employees

Also broker-dealer

Sarasota

United States

n/a

Tampa

United States

n/a

Chicago

United States

n/a

WEST BROOKFIELD

United States

n/a

Charlotte

United States

n/a

OKLAHOMA CITY

United States

n/a

Columbia

United States

n/a

MOUNT PLEASANT

United States

n/a

Knoxville

United States

n/a

Annandale

United States

n/a

Charlottesville

United States

n/a

Fredericksburg

United States

n/a

Leesbyrg

United States

n/a

Lexington

United States

n/a

Norfolk

United States

n/a