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Advisor at UBS FINANCIAL SERVICES INC.
NEW YORK, NY | Mount Pleasant, SC | Charleston, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 4, 2017 | n/a | yes | NEW YORK, NY|Mount Pleasant, SC|Charleston, SC | Current employment |
| INVESTACORP ADVISORY SERVICES INC | Former SEC adviser | May 17, 2016 | Oct 20, 2017 | no | NASHVILLE, TN | Previous registration |
| CURIAN CAPITAL, LLC | Former SEC adviser | Apr 13, 2015 | Mar 29, 2016 | no | DENVER, CO|FRANKLIN, TN | Previous registration |
| CURIAN CAPITAL, LLC | Former SEC adviser | Mar 5, 2013 | Apr 16, 2013 | no | FRANKLIN, TN|DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVESTACORP ADVISORY SERVICES INC | UBS FINANCIAL SERVICES INC. | Oct 20, 2017 | Oct 4, 2017 | -16 | Firm change | Other |
| CURIAN CAPITAL, LLC | INVESTACORP ADVISORY SERVICES INC | Mar 29, 2016 | May 17, 2016 | 49 | Firm change | Other |