DFX Intelligence

T••• A••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

T••• A••••• D••••••

Advisor at C••••• I••••••••• A••••••• L••

RUSSELLVILLE, AR

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Search this name across graphsid dfx:ria:7b5d3186-87a1-f2f0-0d2d-c135a807283d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 5, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Sep 30, 2024	n/a	yes	RUSSELLVILLE, AR	Current employment
A••••• W••••• M•••••••••	Independent wealth	Nov 20, 2020	Oct 25, 2024	no	FAYETTEVILLE, AR\|FT SMITH, AR\|RUSSELLVILLE, AR\|FAYETTEVILLE, AR\|LOWELL, AR\|Rogers, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• W••••• M•••••••••	C••••• I••••••••• A••••••• L••	Oct 25, 2024	Sep 30, 2024	-25	Firm change	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
42057:105644:AR:2024-10-25	Oct 25, 2024	Sep 30, 2024	ROGERS, AR	Firm change

Relationships

Registered with (2)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Sep 30, 2024 to presentfactForm ADV
→ A••••• W••••• M•••••••••Registered adviserregistration: previous registration
Nov 20, 2020 to Oct 25, 2024factForm ADV

Dated events

Occurred
Oct 25, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7b5d3186-87a1-f2f0-0d2d-c135a807283d
First observed: Sep 5, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.