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Advisor at CORIENT
Tulsa, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Corient | Independent wealth | Jul 6, 2026 | n/a | yes | Tulsa, OK | Current employment |
| CAPITAL ADVISORS, INC. | Former SEC adviser | Apr 29, 2025 | Jul 17, 2026 | no | TULSA, OK | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Jan 8, 2021 | Jul 9, 2021 | no | Tulsa, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL ADVISORS, INC. | Corient | Jul 17, 2026 | Jul 6, 2026 | -11 | Bulk transfer | RIA to RIA |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAPITAL ADVISORS, INC. | Jul 9, 2021 | Apr 29, 2025 | 1,390 | Firm change after gap | Ibd to RIA |