DFX Intelligence

Data Factory

RIA / WealthAdvisor19 years in industry

MARVIN L. MITCHELL

Advisor at COMPASS WEALTH

ST. LOUIS, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7b810de0-6c3d-253c-ef70-a69e470f0a1d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 10, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMPASS WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 22, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Jun 22, 2007
First registration: Jul 10, 2007
Dual registered: no
Other names: MARVIN MITCHELL
IAPD individual key: 5324636

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMPASS WEALTH	Independent wealth	Feb 22, 2016	n/a	yes	ST. LOUIS, MO	Current employment
ON INVESTMENT MANAGEMENT CO	Bd affiliated wealth	May 22, 2013	Dec 16, 2015	no	ST. LOUIS, MO	Previous registration
CORNERSTONE WEALTH MANAGEMENT, LLC	Independent wealth	Aug 27, 2012	May 22, 2013	no	DES PERES, MO	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 3, 2012	Mar 27, 2013	no	ST. PETERS, MO\|DES PERES, MO	Previous registration
EDWARD JONES	National bd RIA	Jul 10, 2007	Dec 23, 2011	no	HAZELWOOD, MO\|CREVE COEUR, MO\|ST LOUIS, MO\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ON INVESTMENT MANAGEMENT CO	COMPASS WEALTH	Dec 16, 2015	Feb 22, 2016	68	Firm change	Other
CORNERSTONE WEALTH MANAGEMENT, LLC	ON INVESTMENT MANAGEMENT CO	May 22, 2013	May 22, 2013	0	Firm change	Other
LPL FINANCIAL LLC	CORNERSTONE WEALTH MANAGEMENT, LLC	Mar 27, 2013	Aug 27, 2012	-212	Firm change after gap	Other
EDWARD JONES	LPL FINANCIAL LLC	Dec 23, 2011	Jan 3, 2012	11	Firm change	Other

Relationships

Registered with (5)

→ COMPASS WEALTHRegistered adviserregistration: current employment
Feb 22, 2016 to presentfactForm ADV
→ ON INVESTMENT MANAGEMENT CORegistered adviserregistration: previous registration
May 22, 2013 to Dec 16, 2015factForm ADV
→ CORNERSTONE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 27, 2012 to May 22, 2013factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 3, 2012 to Mar 27, 2013factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jul 10, 2007 to Dec 23, 2011factForm ADV

Dated events

No dated event names this entity yet.