DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
PLYMOUTH, MN | CINCINNATI, OH | WEST CHESTER, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Mar 30, 2026 | n/a | yes | WEST CHESTER, OH|CINCINNATI, OH|PLYMOUTH, MN | Current employment |
| L.M. KOHN & COMPANY | Former SEC adviser | Oct 4, 2021 | Dec 16, 2025 | no | CINCINNATI, OH|CINCINNATI, OH | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Jan 20, 2015 | Oct 6, 2021 | no | CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L.M. KOHN & COMPANY | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Dec 16, 2025 | Mar 30, 2026 | 104 | Firm change | RIA to ibd |
| FIFTH THIRD SECURITIES, INC. | L.M. KOHN & COMPANY | Oct 6, 2021 | Oct 4, 2021 | -2 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 27913:116407:OH:2025-12-09 | Dec 16, 2025 | Mar 30, 2026 | CINCINNATI, OH | Firm change |