P•••• H• O••

Advisor at J• W• C••• A•••••••• I•••

Pittsford, NY | TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7b913a09-ccd5-80de-c80e-6a80464a638c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 8, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J• W• C••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 7, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J• W• C••• A•••••••• I•••	Bd affiliated wealth	Feb 10, 2023	n/a	yes	Pittsford, NY\|TAMPA, FL	Current employment
H•••••• T••••••• • K•••• L••	Independent wealth	Jan 24, 2012	Feb 13, 2023	no	UNIONDALE, NY\|HAUPPAUGE, NY\|ROCHESTER, NY\|UNIONDALE, NY\|NEW YORK, NY\|HAUPPAUGE, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• T••••••• • K•••• L••	J• W• C••• A•••••••• I•••	Feb 13, 2023	Feb 10, 2023	-3	Firm change	Ibd to ibd
S••••••• I••••••••• I•••	H•••••• T••••••• • K•••• L••	May 31, 2011	Jan 24, 2012

Relationships

Registered with (4)

→ J• W• C••• A•••••••• I•••Registered adviserregistration: current employment
Feb 10, 2023 to presentfactForm ADV
→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
Jan 24, 2012 to Feb 13, 2023factForm ADV
→ S••••••• I••••••••• I•••Registered adviserregistration: previous registration
Oct 10, 2005 to May 31, 2011factForm ADV
→ F•••••••• C••••••• U••••••••• I•••

Dated events

Occurred
Feb 13, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7b913a09-ccd5-80de-c80e-6a80464a638c
First observed: Jun 8, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.