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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Raymond Edward Lancaster

Advisor at ALLY INVEST ADVISORS

CHARLOTTE, NC | Irving, TX

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Search this name across graphsid dfx:ria:7b9ba8cb-05dc-d150-6e2a-083725f052ba

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLY INVEST ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 30, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Sep 30, 2005
First registration: Feb 14, 2007
Dual registered: yes, broker-dealer
Other names: Raymond Edward Lancaster|Raymond E Lancaster
IAPD individual key: 5007132

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLY INVEST ADVISORS	Independent wealth	Nov 1, 2021	n/a	yes	CHARLOTTE, NC\|Irving, TX	Current employment
EAGLE STRATEGIES LLC	Bd affiliated wealth	Sep 3, 2019	Sep 3, 2021	no	GREENVILLE, TX\|CADDO MILLS, TX	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	May 1, 2012	Jul 17, 2018	no	Frisco, TX\|Frisco, TX	Previous registration
EDWARD JONES	National bd RIA	Feb 14, 2007	Oct 31, 2007	no	PRINCETON, TX\|GREENVILLE, TX\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EAGLE STRATEGIES LLC	ALLY INVEST ADVISORS	Sep 3, 2021	Nov 1, 2021	59	Firm change	Ibd to RIA
ADVICE AND PLANNING SERVICES	EAGLE STRATEGIES LLC	Jul 17, 2018	Sep 3, 2019	413	Firm change after gap	Ibd to ibd
EDWARD JONES	ADVICE AND PLANNING SERVICES	Oct 31, 2007	May 1, 2012	1,644	Firm change after gap	Other

Relationships

Registered with (4)

→ ALLY INVEST ADVISORSRegistered adviserregistration: current employment
Nov 1, 2021 to presentfactForm ADV
→ EAGLE STRATEGIES LLCRegistered adviserregistration: previous registration
Sep 3, 2019 to Sep 3, 2021factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
May 1, 2012 to Jul 17, 2018factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Feb 14, 2007 to Oct 31, 2007factForm ADV

Dated events

No dated event names this entity yet.