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J•••• T• A••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

J•••• T• A••

Advisor at H•••••• H•••••••

LONG BEACH, CA

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Search this name across graphsid dfx:ria:7ba1be52-2e16-db46-58c0-f859f98513dd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 8, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• H•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 4, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• H•••••••	Independent wealth	Jun 29, 2012	n/a	yes	LONG BEACH, CA	Current employment
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Apr 4, 2011	May 23, 2012	no	Santa Monica, CA\|SAN FRANCISCO, CA\|FOUNTAIN VALLEY, CA\|WEST HOLLYWOOD, CA\|West Hollywood, CA\|Santa Monica, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• M•••••• I•••	H•••••• H•••••••	May 23, 2012	Jun 29, 2012	37	Firm change	Other
E••••• J••••	C•••••••• G••••• M•••••• I•••	Mar 2, 2011	Apr 4, 2011

Relationships

Registered with (3)

→ H•••••• H•••••••Registered adviserregistration: current employment
Jun 29, 2012 to presentfactForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Apr 4, 2011 to May 23, 2012factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Apr 8, 2008 to Mar 2, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ba1be52-2e16-db46-58c0-f859f98513dd
First observed: Apr 8, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.