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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

NEOSHO CAPITAL LLC

CRD 130779

LA JOLLA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7ba3a20e-b028-faea-1f09-998e394c8a4a

Data as of Mar 23, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Mar 1, 2012 to Mar 23, 2018
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $184MItem 5.F on the latest filing (2018-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $177M
Private client RAUM: $109MderivedItem 5.D individuals plus high net worth individuals
Private client share: 59%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 75
Individual clients: 28
High net worth clients: 15
SEC number: 801-62907
CRD: 130779
Filings on the tape: 15
First filed: Mar 1, 2012
Latest filed: Mar 23, 2018
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHAN, ALPHONSE, IGNATIUS	MANAGER, MEMBER, MEMBERSHIP CLASS-2, AS TRUSTEE OF CHAN/HUANG REVOCABLE TRUST UAD FEBRUARY 28, 2002	C	yes	08/2013	Aug 20, 2013	Mar 23, 2018
CHOI, ROBERT, KYUNGWON	MANAGER, MEMBER, MEMBERSHIP CLASS-2	C	yes	01/2016	Aug 2, 2017	Mar 23, 2018
PANDES, VINCENT, GRIARTE	MANAGER, MEMBER, MEMBERSHIP CLASS-2	C	yes	01/2016	Aug 2, 2017	Mar 23, 2018
RICHEY, CHRISTOPHER, KEITH	MANAGER, MEMBER, MEMBERSHIP CLASS-2, AS TRUSTEE OF BROWNE-RICHEY FAMILY TRUST DATED OCTOBER 5, 1999	C	yes	08/2013	Mar 1, 2012	Mar 23, 2018

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 23, 2018	$184M	$177M	4	4	1	n/a	n/a
2016	Mar 27, 2017	$163M	$158M	4	4	n/a	n/a	n/a
2015	Mar 24, 2016	$167M	$162M	4	4	n/a	n/a	n/a
2014	Mar 30, 2015	$171M	$167M	4	4	n/a	n/a	n/a
2013	Mar 31, 2014	$159M	$155M	4	4	n/a	n/a	n/a
2012	Mar 1, 2013	$168M	$165M	2	2	n/a	n/a	n/a
2011	Mar 1, 2012	$142M	$122M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$184M	$163M	12.3%	$171M	2.4%	4	4	1	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SILVERCREST ASSET MANAGEMENT GROUP LLC	3	Jan 25, 2019	Jan 2, 2020	LA JOLLA, CA	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (4)

← CHOI, ROBERT, KYUNGWONOwnerMANAGER, MEMBER, MEMBERSHIP CLASS-2, ownership code C, individual
Aug 2, 2017 to presentfactForm ADV
← CHAN, ALPHONSE, IGNATIUSOwnerMANAGER, MEMBER, MEMBERSHIP CLASS-2, AS TRUSTEE OF CHAN/HUANG REVOCABLE TRUST UAD FEBRUARY 28, 2002, ownership code C, individual
Aug 20, 2013 to presentfactForm ADV
← PANDES, VINCENT, GRIARTEOwnerMANAGER, MEMBER, MEMBERSHIP CLASS-2, ownership code C, individual
Aug 2, 2017 to presentfactForm ADV
← RICHEY, CHRISTOPHER, KEITHOwnerMANAGER, MEMBER, MEMBERSHIP CLASS-2, AS TRUSTEE OF BROWNE-RICHEY FAMILY TRUST DATED OCTOBER 5, 1999, ownership code C, individual
Mar 1, 2012 to presentfactForm ADV

Moved with (1)

→ SILVERCREST ASSET MANAGEMENT GROUP LLCRegistered adviser3 advisors, firm absorbed, same day
Jan 25, 2019 to Jan 2, 2020factForm ADV

Registered with (3)

← ROBERT KYUNGWON CHOIAdvisorregistration: previous registration
Mar 1, 2016 to Jan 25, 2019factForm ADV
← ALPHONSE IGNATIUS CHANAdvisorregistration: previous registration
Aug 28, 2013 to Jan 25, 2019factForm ADV
← CHRISTOPHER KEITH RICHEYAdvisorregistration: previous registration
Apr 12, 2004 to Jan 25, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ba3a20e-b028-faea-1f09-998e394c8a4a
First observed: Mar 1, 2012
Last observed: Mar 23, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NEOSHO CAPITAL LLC

CRD 130779

LA JOLLA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7ba3a20e-b028-faea-1f09-998e394c8a4a

Data as of Mar 23, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:24 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHAN, ALPHONSE, IGNATIUS

MANAGER, MEMBER, MEMBERSHIP CLASS-2, AS TRUSTEE OF CHAN/HUANG REVOCABLE TRUST UAD FEBRUARY 28, 2002

yes

08/2013

Aug 20, 2013

Mar 23, 2018

CHOI, ROBERT, KYUNGWON

MANAGER, MEMBER, MEMBERSHIP CLASS-2

yes

01/2016

Aug 2, 2017

Mar 23, 2018

PANDES, VINCENT, GRIARTE

MANAGER, MEMBER, MEMBERSHIP CLASS-2

yes

01/2016

Aug 2, 2017

Mar 23, 2018

RICHEY, CHRISTOPHER, KEITH

MANAGER, MEMBER, MEMBERSHIP CLASS-2, AS TRUSTEE OF BROWNE-RICHEY FAMILY TRUST DATED OCTOBER 5, 1999

yes

08/2013

Mar 1, 2012

Mar 23, 2018

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 23, 2018

$184M

$177M

n/a

2016

Mar 27, 2017

$163M

$158M

n/a

2015

Mar 24, 2016

$167M

$162M

n/a

2014

Mar 30, 2015

$171M

$167M

n/a

2013

Mar 31, 2014

$159M

$155M

n/a

2012

Mar 1, 2013

$168M

$165M

n/a

2011

Mar 1, 2012

$142M

$122M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$184M

$163M

12.3%

$171M

2.4%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SILVERCREST ASSET MANAGEMENT GROUP LLC

Jan 25, 2019

Jan 2, 2020

LA JOLLA, CA

Firm absorbed

RIA to RIA

100.0%