DFX Intelligence

K••••••••• J• K•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst18 years in industry

K••••••••• J• K•••••••••

Advisor at M•• A•••••••• L••

LEXINGTON, KY | Covington, KY

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Search this name across graphsid dfx:ria:7ba64b43-dd6a-3bf1-3263-8807e9ea71a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 18, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• A•••••••• L••	Independent wealth	Jan 5, 2017	n/a	yes	LEXINGTON, KY\|Covington, KY	Current employment
M•• A•••••••• L••	Independent wealth	Feb 28, 2014	Dec 31, 2016	no	LEXINGTON, KY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	M•• A•••••••• L••	Sep 1, 2010	Feb 28, 2014	1,276	Firm change after gap	Other

Relationships

Registered with (2)

→ M•• A•••••••• L••Registered adviserregistration: previous registration
Feb 28, 2014 to Dec 31, 2016factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 18, 2008 to Sep 1, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ba64b43-dd6a-3bf1-3263-8807e9ea71a6
First observed: Jan 18, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.