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Advisor at WELLS FARGO ADVISORS
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jul 13, 2016 | n/a | yes | DALLAS, TX | Current employment |
| CONCERT WEALTH MANAGEMENT | Former SEC adviser | Dec 4, 2012 | Jul 12, 2013 | no | DALLAS, TX|SAN JOSE, CA | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Sep 16, 2010 | Jun 7, 2011 | no | FORTH WORTH, TX|DALLAS, TX|IRVING, TX | Previous registration |
| QUEST CAPITAL MANAGEMENT, INC. | Former SEC adviser | May 22, 2008 | Dec 1, 2008 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CONCERT WEALTH MANAGEMENT | WELLS FARGO ADVISORS | Jul 12, 2013 | Jul 13, 2016 | 1,097 | Firm change after gap | Other |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | CONCERT WEALTH MANAGEMENT | Jun 7, 2011 | Dec 4, 2012 | 546 | Firm change after gap | Other |
| QUEST CAPITAL MANAGEMENT, INC. | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Dec 1, 2008 | Sep 16, 2010 | 654 | Firm change after gap | Other |