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Advisor at MORGAN STANLEY
Miami, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Mar 17, 2021 | n/a | yes | Miami, FL | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Mar 20, 2020 | Mar 15, 2021 | no | Miami, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 9, 2017 | Feb 25, 2020 | no | MIAMI, FL|Miami, FL|ST. LOUIS, MO|MIAMI, FL | Previous registration |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Oct 25, 2016 | Nov 29, 2016 | no | CORAL GABLES, FL | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Mar 1, 2016 | Nov 29, 2016 | no | CORAL GABLES, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Mar 15, 2021 | Mar 17, 2021 | 2 | Firm change | Ibd to wirehouse |
| WELLS FARGO ADVISORS | CITIGROUP GLOBAL MARKETS INC. | Feb 25, 2020 | Mar 20, 2020 | 24 | Firm change | Wirehouse to ibd |
| SUNTRUST INVESTMENT SERVICES, INC. | TRUIST ADVISORY SERVICES, INC. | Nov 29, 2016 | Oct 25, 2016 | -35 | Firm change after gap | Other |
| TRUIST ADVISORY SERVICES, INC. | WELLS FARGO ADVISORS | Nov 29, 2016 | Jan 9, 2017 | 41 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7059:149777:FL:2021-03-04 | Mar 15, 2021 | Mar 17, 2021 | MIAMI, FL | Firm change |
| 17499:283390:FL:2016-11-15 | Nov 29, 2016 | Oct 25, 2016 | CORAL GABLES, FL | Firm change after gap |
| 283390:19616:FL:2016-11-15 | Nov 29, 2016 | Jan 9, 2017 | CORAL GABLES, FL | Firm change |