This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 7, 1991earliest registration or exam on IAPD

Years in industry

34derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

Nov 7, 1991

First registration

Aug 19, 2008

Dual registered

yes, broker-dealer

Other names

SCOTT MODELL

IAPD individual key

1485273

• Occurred

  Apr 25, 2022
  Advisor changed firm

  Scott Charles Modell left Cetera Advisor Networks Llc for Lpl Financial Llc (registered 2022-04-22)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7bb2fd4c-9e98-7b4d-3608-fa8aea7d8758

First observed

Aug 19, 2008

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.