DFX Intelligence

Data Factory

RIA / WealthAdvisorPersonal Financial Specialist22 years in industry

EVAN DAVID KOCH

Advisor at EDK ADVISORY

FRISCO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7bb6d25a-3e0e-e2eb-1a74-afd4eafdf6b9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 7, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDK ADVISORY
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 25, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Designations: Personal Financial Specialist
Exams: S65
First exam: Mar 25, 2004
First registration: Dec 7, 2004
Dual registered: no
IAPD individual key: 4886810

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDK ADVISORY	State registered	Feb 8, 2018	n/a	yes	FRISCO, TX	Current employment
J.E. SIMMONS & CO., P.C.	Mixed wealth	Feb 6, 2009	Apr 10, 2018	no	DALLAS, TX	Previous registration
EDK FINANCIAL ADVISORY, PC	n/a	Feb 11, 2008	Dec 9, 2009	no	FRISCO, TX	Previous registration
CAIN, WATTERS & ASSOCIATES, LLC	Independent wealth	Dec 7, 2004	Apr 24, 2007	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.E. SIMMONS & CO., P.C.	EDK ADVISORY	Apr 10, 2018	Feb 8, 2018	-61	Firm change after gap	RIA to state RIA
EDK FINANCIAL ADVISORY, PC	J.E. SIMMONS & CO., P.C.	Dec 9, 2009	Feb 6, 2009	-306	Firm change after gap	Other
CAIN, WATTERS & ASSOCIATES, LLC	EDK FINANCIAL ADVISORY, PC	Apr 24, 2007	Feb 11, 2008	293	Firm change	Other

Relationships

Registered with (4)

→ EDK ADVISORYRegistered adviserregistration: current employment
Feb 8, 2018 to presentfactForm ADV
→ J.E. SIMMONS & CO., P.C.Registered adviserregistration: previous registration
Feb 6, 2009 to Apr 10, 2018factForm ADV
→ EDK FINANCIAL ADVISORY, PCRegistered adviserregistration: previous registration
Feb 11, 2008 to Dec 9, 2009factForm ADV
→ CAIN, WATTERS & ASSOCIATES, LLCRegistered adviserregistration: previous registration
Dec 7, 2004 to Apr 24, 2007factForm ADV

Dated events

No dated event names this entity yet.