DFX Intelligence

J••••• D•••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

J••••• D•••• M•••••••

Advisor at L•• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:7bb7483b-5a7a-eb60-fba7-07f90ad58142

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 17, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 4, 2026	n/a	yes	WATERLOO, IA\|SAN DIEGO, CA\|Waterloo, IA	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Mar 21, 2024	Aug 6, 2026	no	WATERLOO, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	L•• F•••••••• L••	Aug 6, 2026	Aug 4, 2026	-2	Firm change	Ibd to ibd
C••••• A••••••• L••	C••••• I••••••••• A••••••• L••	Mar 21, 2024	Mar 21, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
105644:6413:IA:2026-08-05	Aug 6, 2026	Aug 4, 2026	WATERLOO, IA	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 4, 2026 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 21, 2024 to Aug 6, 2026factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
May 17, 2016 to Mar 21, 2024factForm ADV

Dated events

Occurred
Aug 6, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7bb7483b-5a7a-eb60-fba7-07f90ad58142
First observed: May 17, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.