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Advisor at CORIENT
Houston, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Corient | Independent wealth | May 2, 2023 | n/a | yes | Houston, TX | Current employment |
| AVALON INVESTMENT & ADVISORY | Former SEC adviser | Oct 17, 2014 | Jul 21, 2023 | no | HOUSTON, TX | Previous registration |
| LEVITT CAPITAL MANAGEMENT LLC | Former SEC adviser | Oct 30, 2006 | Jul 31, 2014 | no | BOCA RATON, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVALON INVESTMENT & ADVISORY | Corient | Jul 21, 2023 | May 2, 2023 | -80 | Firm change after gap | RIA to ibd |
| LEVITT CAPITAL MANAGEMENT LLC | AVALON INVESTMENT & ADVISORY | Jul 31, 2014 | Oct 17, 2014 | 78 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 112556:319448:TX:2023-07-21 | Jul 21, 2023 | May 2, 2023 | HOUSTON, TX | Firm change after gap |