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Advisor at VALIC FINANCIAL ADVISORS, INC.
SCOTTS VALLEY, CA | APTOS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jan 29, 2003 | n/a | yes | APTOS, CA|SCOTTS VALLEY, CA | Current employment |
| MORGAN STANLEY DW INC. | n/a | Aug 24, 1998 | Dec 6, 2002 | no | SANTA CRUZ, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY DW INC. | VALIC FINANCIAL ADVISORS, INC. | Dec 6, 2002 | Jan 29, 2003 | 54 | Firm change | Other |