This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$38.0MItem 5.F on the latest filing (2012-08-28); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$38.0M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Accounts

2

Private funds

1Schedule D 7.B(1)

Private fund GAV

$23.0Mgross asset value as reported per fund; never fund size

SEC number

801-76784

CRD

164509

Filings on the tape

2

First filed

Jun 5, 2012

Latest filed

Aug 28, 2012

Organised

Limited Liability Company, Delaware

• Occurred

  Jun 5, 2012
  First Form ADV filing

  Icerose Capital Management, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7bc41e73-b849-e68d-afe0-6f946110f532

First observed

Jun 5, 2012

Last observed

Aug 28, 2012 171 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.