DFX Intelligence

A••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

A••• M•••••••••

Advisor at S•••

Cleveland, OH | LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7bc47a7b-a8e8-3095-b923-f77fdf7582d7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Mar 17, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••	Bd affiliated wealth	Jun 25, 2024	n/a	yes	LOS ANGELES, CA\|Cleveland, OH	Current employment
C•••• B•••• G••••	Former SEC adviser	Sep 19, 2022	Jul 1, 2024	no	CLEVELAND, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• B•••• G••••	S•••	Jul 1, 2024	Jun 25, 2024	-6	Firm change	RIA to ibd
C•••••• G•••• • C• I••	C•••• B•••• G••••	Jun 17, 2024	Sep 19, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
290670:108163:OH:2024-07-01	Jul 1, 2024	Jun 25, 2024	CLEVELAND, OH	Firm change
10641:290670:NY:2024-06-17	Jun 17, 2024	Sep 19, 2022	SYRACUSE, NY	Firm change after gap

Relationships

Registered with (4)

→ S•••Registered adviserregistration: current employment
Jun 25, 2024 to presentfactForm ADV
→ C•••• B•••• G••••Registered adviserregistration: previous registration
Sep 19, 2022 to Jul 1, 2024factForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Sep 7, 2022 to Jun 17, 2024factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

Occurred
Jul 1, 2024
Advisor changed firm
A••• M••••••••• left C•••• B•••• G•••• for Seia (registered 2024-06-25)
Form ADVobserved 7 days ago
Occurred
Jun 17, 2024
Advisor changed firm
A••• M••••••••• left C•••••• G•••• • C• I•• for C•••• B•••• G•••• (registered 2022-09-19)
Form ADVobserved 7 days ago
Occurred
Aug 11, 2022
Advisor changed firm
A••• M••••••••• left C•••••• S••••• • C••• I••• for C•••••• G•••• • C• I•• (registered 2022-09-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7bc47a7b-a8e8-3095-b923-f77fdf7582d7
First observed: Mar 17, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.