DFX Intelligence

2•• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

2•• W••••• M••••••••• L••

CRD 329833

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Search this name across graphsid dfx:ria:7bc5e2c7-8689-73b3-b8ea-b1520a810680

Data as of May 8, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 2
On other graphs: 0
Observed: Jan 11, 2024 to May 8, 2024
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $9.1M••• Locked
Discretionary RAUM: $9.1M
Private client RAUM: $9.1Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $9.1Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••••• M••••• H•••••••••	Chartered Financial Analyst	CHICAGO, IL	2	13	1	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••••••• T•••••• M•••••	CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	yes	02/2024	Feb 5, 2024	May 8, 2024

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Relationships

Controls (1)

← H••••••••• T•••••• M•••••OwnerCHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Feb 5, 2024 to presentfactForm ADV

Registered with (1)

← T••••• M••••• H•••••••••Advisorregistration: current employment
Feb 21, 2024 to presentfactForm ADV

Dated events

Occurred
Feb 5, 2024
Control person joined
Mackay Tucker Hutchinson (Chief Executive Officer) appeared on Schedule A of 2•• W••••• M••••••••• L••
Form ADVobserved 7 days ago
Occurred
Jan 11, 2024
First Form ADV filing
2•• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7bc5e2c7-8689-73b3-b8ea-b1520a810680
First observed: Jan 11, 2024
Last observed: May 8, 2024 28 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.