This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SOFI WEALTH LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Sep 11, 2020

First registration

Jan 3, 2024

Dual registered

yes, broker-dealer

Other names

Josh Paul Roberts|Joshua Paul Roberts|Joshua Roberts

IAPD individual key

7256214

• Occurred

  Nov 12, 2025
  Advisor changed firm

  Joshua Roberts left Wells Fargo Advisors for Sofi Wealth Llc (registered 2025-11-18)

  Form ADVobserved 6 days ago
• Occurred

  Mar 21, 2025
  Advisor changed firm

  Joshua Roberts left Thrivent Investment Management Inc. for Wells Fargo Advisors (registered 2025-08-19)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7bcc3be2-50c6-d378-7e74-560166cecc67

First observed

Jan 3, 2024

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.