This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$1.8BItem 5.F on the latest filing (2021-10-12); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$1.8B

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

15

Advisory employees

3

Offices

0Schedule D 1.F, beyond the principal office

Accounts

2

SEC number

801-107994

CRD

281770

Filings on the tape

11

First filed

Jun 13, 2016

Latest filed

Oct 12, 2021

Organised

Corporation

• Occurred

  Oct 12, 2021
  Control person left

  (Nmn) Marcus Rivaldi (Chief Executive Officer) no longer on Schedule A of Twelve Capital (Uk) Ltd (listed 2021-03-31, absent 2021-10-12)

  Form ADVobserved 5 days ago
• Occurred

  Mar 31, 2021
  Control person joined

  (Nmn) Christoph Buerer (Chairman Of The Board) appeared on Schedule A of Twelve Capital (Uk) Ltd

  Form ADVobserved 5 days ago
• Occurred

  Jun 13, 2016
  First Form ADV filing

  Twelve Capital (Uk) Ltd filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7bcf1b97-c08c-56b6-192b-0d5e12c2758d

First observed

Jun 13, 2016

Last observed

Oct 12, 2021 60 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.