DFX Intelligence
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Advisor at L•• F•••••••• L••
FORT THOMAS, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 10, 2017 | n/a | yes | FORT THOMAS, KY | Current employment |
| R•••• S•••••••• • A••••••••• L•• | Former SEC adviser | Jun 22, 2010 | Jul 11, 2017 | no | CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••• S•••••••• • A••••••••• L•• | L•• F•••••••• L•• | Jul 11, 2017 | Jul 10, 2017 | -1 | Firm change | Other |