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Advisor at N10° WEALTH
Greenwich, CT | GREENWICH, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N10° ASSETS | Independent wealth | Jun 3, 2026 | n/a | yes | GREENWICH, CT|GREENWICH, CT | Current employment |
| N10° WEALTH | Independent wealth | Jun 2, 2026 | n/a | yes | GREENWICH, CT|Greenwich, CT | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Sep 15, 2020 | Jun 10, 2026 | no | MELVILLE, NY|GREENWICH, CT|NEW YORK, NY | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 30, 2014 | Oct 6, 2020 | no | NEW YORK, NY | Previous registration |
| MORGAN STANLEY | Wirehouse | Oct 14, 2010 | Jun 24, 2014 | no | NEW YORK, NY|New York, NY | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 2, 2009 | Aug 24, 2010 | no | WEEHAWKEN, NJ|WEEHAWKEN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | N10° WEALTH | Jun 10, 2026 | Jun 2, 2026 | -8 | Firm change | Wirehouse to new firm |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Oct 6, 2020 | Sep 15, 2020 | -21 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY | UBS FINANCIAL SERVICES INC. | Jun 24, 2014 | May 30, 2014 | -25 | Firm change | Wirehouse to wirehouse |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Aug 24, 2010 | Oct 14, 2010 | 51 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:342013:NY:2026-06-10 | Jun 10, 2026 | Jun 2, 2026 | NEW YORK, NY | Firm change |
| 8174:19616:NY:2020-10-06 | Oct 6, 2020 | Sep 15, 2020 | NEW YORK, NY | Firm change |