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RIA / WealthAdvisorCertified Financial Planner26 years in industry

ETHAN MARK FREISHTAT

Advisor at BAY COLONY ADVISORS

CONCORD, MA | JUPITER, FL

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Search this name across graphsid dfx:ria:7be9c9ee-6cd2-e07e-cc43-70784796696a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 31, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BAY COLONY ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 8, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Sep 8, 2000
First registration: Mar 31, 2004
Dual registered: no
IAPD individual key: 4187648

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BAY COLONY ADVISORS	Independent wealth	Nov 16, 2023	n/a	yes	CONCORD, MA\|JUPITER, FL	Current employment
THE PATRIOT FINANCIAL GROUP, LLC	Independent wealth	Jan 4, 2016	Dec 11, 2023	no	WALPOLE, MA\|Jupiter, FL	Previous registration
FIDELITY PERSONAL TRUST COMPANY, FSB	n/a	Apr 27, 2005	Mar 28, 2007	no	MERRIMACK, NH	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2004	Apr 23, 2013	no	MERRIMACK, NH\|BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE PATRIOT FINANCIAL GROUP, LLC	BAY COLONY ADVISORS	Dec 11, 2023	Nov 16, 2023	-25	Firm change	RIA to RIA
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL TRUST COMPANY, FSB	Apr 23, 2013	Apr 27, 2005	-2,918	Firm change after gap	Other
FIDELITY PERSONAL TRUST COMPANY, FSB	THE PATRIOT FINANCIAL GROUP, LLC	Mar 28, 2007	Jan 4, 2016	3,204	Firm change after gap	Other

Relationships

Registered with (4)

→ BAY COLONY ADVISORSRegistered adviserregistration: current employment
Nov 16, 2023 to presentfactForm ADV
→ THE PATRIOT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Jan 4, 2016 to Dec 11, 2023factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2004 to Apr 23, 2013factForm ADV
→ FIDELITY PERSONAL TRUST COMPANY, FSBRegistered adviserregistration: previous registration
Apr 27, 2005 to Mar 28, 2007factForm ADV

Dated events

Occurred
Dec 11, 2023
Advisor changed firm
Ethan Mark Freishtat left The Patriot Financial Group, Llc for Bay Colony Advisors (registered 2023-11-16)
Form ADVobserved 6 days ago