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RIA / WealthAdvisor11 years in industry

JOSEPH GRAHAM BOGGIO

Advisor at CANAL CAPITAL MANAGEMENT, LLC

RICHMOND, VA

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Search this name across graphsid dfx:ria:7bf829e2-cb99-4744-c9ad-6947ddd641c4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 1, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CANAL CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 25, 2020
First registration: Oct 1, 2020
Dual registered: no
Other names: Joseph Boggio|Graham Boggio|Joseph Graham Boggio
IAPD individual key: 7231296

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CANAL CAPITAL MANAGEMENT, LLC	Independent wealth	Sep 11, 2026	n/a	yes	RICHMOND, VA	Current employment
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Jul 8, 2026	no	MIDLOTHIAN, VA\|MIDLOTHIAN, VA\|BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Mar 9, 2021	Mar 31, 2025	no	MIDLOTHIAN, VA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Oct 1, 2020	Nov 5, 2020	no	Glen Allen, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC ADVISERS LLC	CANAL CAPITAL MANAGEMENT, LLC	Jul 8, 2026	Sep 11, 2026	65	Firm change	Ibd to RIA
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
MML INVESTORS SERVICES, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Nov 5, 2020	Mar 9, 2021	124	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ CANAL CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Sep 11, 2026 to presentfactForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Jul 8, 2026factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Mar 9, 2021 to Mar 31, 2025factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Oct 1, 2020 to Nov 5, 2020factForm ADV

Dated events

Occurred
Jul 8, 2026
Advisor changed firm
Joseph Graham Boggio left Strategic Advisers Llc for Canal Capital Management, Llc (registered 2026-09-11)
Form ADVobserved 5 days ago