A•••••••• P••••

Advisor at S•••

Alexandria, VA | LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7c0fe463-179d-0e10-fcc8-f2f2f6d0cff8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 8, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••	Bd affiliated wealth	Aug 31, 2026	n/a	yes	Alexandria, VA\|LOS ANGELES, CA	Current employment
C••••••• P•••••••	Independent wealth	Apr 20, 2021	Aug 28, 2026	no	Alexandria, VA\|MCLEAN, VA\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P•••••••	S•••	Aug 28, 2026	Aug 31, 2026	3	Firm change	RIA to ibd
S••• F•••••••• A•••••••	C••••••• P•••••••	Apr 13, 2021	Apr 20, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
109732:105348:VA:2021-04-13	Apr 13, 2021	Apr 20, 2021	MCLEAN, VA	Firm change

Relationships

Registered with (4)

→ S•••Registered adviserregistration: current employment
Aug 31, 2026 to presentfactForm ADV
→ C••••••• P•••••••Registered adviserregistration: previous registration
Apr 20, 2021 to Aug 28, 2026factForm ADV
→ S••• F•••••••• A•••••••Registered adviserregistration: previous registration
Nov 9, 2020 to Apr 13, 2021factForm ADV
→ S•••• W••••• M••••••••• L••

Dated events

Occurred
Aug 28, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c0fe463-179d-0e10-fcc8-f2f2f6d0cff8
First observed: Aug 8, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.