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S•••• T••••• P••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

S•••• T••••• P••••••• L••

CRD 332833

NEW YORK, NY

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Search this name across graphsid dfx:ria:7c23184c-f8ac-61cc-9c64-e43d0249ab18

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 2
Observed: Aug 15, 2024 to Sep 17, 2026
11 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S•••• T••••• P••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

S•••• T••••• P••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.03 institutional_share=0.01 related_bd=false related_bank=true bd_reps=0.0 bank_owner=false
Regulatory AUM: $669MItem 5.F on the latest filing (2026-09-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $43.6M
Private client RAUM: $633MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••••• D•• J••••	n/a	Park City, UT \| NEW YORK, NY	1	18	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••• T••••••• S••••••	CHIEF EXECUTIVE OFFICER	C	yes	08/2024	Aug 15, 2024	Sep 27, 2024
H•••••• A••••••••• L••••	CHIEF INVESTMENT OFFICER	C	yes	08/2024	Aug 15, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 3

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$669M	$620M	7.9%	n/a	n/a	11	8	7	5

Relationships

Registered with (1)

← J••••• D•• J••••Advisorregistration: current employment
Apr 4, 2025 to presentfactForm ADV

Controls (4)

← W•••• D••••• H••••OwnerCHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER, ownership code C, individual
Aug 15, 2024 to Sep 27, 2024factForm ADV
← H•••• T••••••• S••••••OwnerCHIEF EXECUTIVE OFFICER, ownership code C, individual
Aug 15, 2024 to Sep 27, 2024factForm ADV
← H•••••• A••••••••• L••••Owner

Dated events

Occurred
Aug 15, 2024
First Form ADV filing
S•••• T••••• P••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c23184c-f8ac-61cc-9c64-e43d0249ab18
First observed: Aug 15, 2024
Last observed: Sep 17, 2026 5 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.