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K••••••••• G••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

K••••••••• G••••• G••••••

Advisor at C••••• P••••••• L••

NEW YORK, NY | ALBANY, NY

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Search this name across graphsid dfx:ria:7c24aac3-8315-eba9-906b-2409698bff56

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 1, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 13, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	I•••••••••_WEALTH	Sep 30, 2025	n/a	yes	NEW YORK, NY\|ALBANY, NY	Current employment
G•••••••• L••	Former SEC adviser	Sep 3, 2025	Oct 3, 2025	no	ALBANY, NY

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G•••••••• L••	C••••• P••••••• L••	Oct 3, 2025	Sep 30, 2025	-3	Bulk transfer	RIA to RIA
I••••••••• F••••• O•••••• L••	G•••••••• L••	Sep 27, 2024

Relationships

Registered with (3)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Sep 30, 2025 to presentfactForm ADV
→ G•••••••• L••Registered adviserregistration: previous registration
Sep 3, 2025 to Oct 3, 2025factForm ADV
→ I••••••••• F••••• O•••••• L••Registered adviserregistration: previous registration
Sep 1, 2021 to Sep 27, 2024factForm ADV

Dated events

Occurred
Sep 27, 2024
Advisor changed firm
K••••••••• G••••• G•••••• left I••••••••• F••••• O•••••• L•• for G•••••••• L•• (registered 2025-09-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c24aac3-8315-eba9-906b-2409698bff56
First observed: Sep 1, 2021
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.