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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

BROWNLIE & BRADEN ADVISORS, LLC

CRD 288879

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7c30b632-b7f2-bb8d-2674-ded51bbb26d7

Data as of Nov 1, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 10
On other graphs: 1
Observed: Jun 9, 2017 to Nov 1, 2024
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Brownlie & Braden Advisors, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $329MItem 5.F on the latest filing (2024-11-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $329M
Private client RAUM: $89.3MderivedItem 5.D individuals plus high net worth individuals
Private client share: 27%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 15
Advisory employees: 13
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 28
High net worth clients: 18
Private funds: 10Schedule D 7.B(1)
Private fund GAV: $240Mgross asset value as reported per fund; never fund size
SEC number: 801-110796
CRD: 288879
Filings on the tape: 22
First filed: Jun 9, 2017
Latest filed: Nov 1, 2024
Organised: Limited Liability Company, Texas

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
COTTON CREEK INVESTMENT COMPANY, LTD.	Private Equity Fund	$41.2M	Nov 1, 2024	4	Mar 29, 2012	reported	n/a
BKB CAPITAL, LTD.	Private Equity Fund	$11.1M	Nov 1, 2024	2	Aug 1, 2017	reported	n/a
RAZ PROPERTY INVESTMENTS, LTD.	Private Equity Fund	$5.3M	Nov 1, 2024	2	Aug 3, 2017	reported	n/a
COTTON CREEK WASTE PARTNERS, LTD.	Private Equity Fund	$1.1M	Aug 24, 2018	2	Mar 29, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRADEN, JAMES, EDWARD	President	Na	yes	06/2017	Jun 9, 2017	Nov 1, 2024
CD&R FERDINAND CO-INVESTOR, L.P.	Partner	C	yes	08/2023	Sep 26, 2023	Nov 1, 2024
CD&R FERDINAND HOLDINGS, L.P.	Partner	D	yes	08/2023	Sep 26, 2023	Nov 1, 2024
CLAYTON, DUBILIER & RICE FUND XII, L.P.	Partner	D	yes	08/2023	Sep 26, 2023	Nov 1, 2024
FERDINAND FFP ACQUISITION, LLC	SHAREHOLDER, CLASS A COMMON STOCK	E	yes	08/2023	Sep 26, 2023	Nov 1, 2024
FERDINAND FFP INTERMEDIATE HOLDINGS, LLC	Member	E	yes	08/2023	Sep 26, 2023	Nov 1, 2024
FERDINAND FFP PARENT, INC.	Member	E	yes	08/2023	Sep 26, 2023	Nov 1, 2024
FERDINAND FFP ULTIMATE HOLDINGS, LP	Shareholder	E	yes	08/2023	Sep 26, 2023	Nov 1, 2024
FERDINAND FFP ULTIMATE HOLDINGS, LP	SHAREHOLDER, CLASS B COMMON STOCK	E	yes	08/2023	Sep 26, 2023	Nov 1, 2024
FOCUS FINANCIAL PARTNERS INC.	Member	E	yes	07/2018	Aug 24, 2018	Nov 1, 2024
FOCUS FINANCIAL PARTNERS, LLC	Member	E	yes	01/2007	Jun 9, 2017	Nov 1, 2024
FOCUS OPERATING, LLC	MEMBER (MANAGER)	E	yes	12/2016	Jun 9, 2017	Nov 1, 2024
WAHL, FREDERICK, W.	CHIEF COMPLIANCE OFFICER	Na	yes	06/2017	Jun 9, 2017	Nov 1, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
COTTON CREEK CAPITAL MANAGEMENT, LLC	n/a	Former SEC adviser	$1.2M	N	yes	n/a
BBA-CGFIV GP, LLC	n/a	n/a	n/a	N	yes	n/a
BBA-COINVEST GP, LLC	n/a	n/a	n/a	N	yes	n/a
BBA-DOFV GP, LLC	n/a	n/a	n/a	N	yes	n/a
BBA-FCCIII GP, LLC	n/a	n/a	n/a	N	yes	n/a
BBA-IVYII GP, LLC	n/a	n/a	n/a	N	yes	n/a
BBA-MPIV GP, LLC	n/a	n/a	n/a	N	yes	n/a
BBA-SLXII GP, LLC	n/a	n/a	n/a	N	yes	n/a
COTTON CREEK INVESTMENTS LLC	n/a	n/a	n/a	N	yes	n/a
GLENWICK MANAGEMENT COMPANY, LLC	n/a	n/a	n/a	N	yes	n/a
IVANHOE MANAGEMENT COMPANY, LLC	n/a	n/a	n/a	N	yes	n/a
RAZ PROPERTY INVESTMENTS GP, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
FORT WORTH	TX	United States	7	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 28, 2024	$329M	$329M	15	13	1	10	$240M
2022	Mar 31, 2023	$313M	$313M	18	16	1	10	$244M
2021	Mar 31, 2022	$268M	$268M	20	17	1	7	$193M
2020	Mar 31, 2021	$214M	$214M	21	17	1	6	$150M
2019	Mar 30, 2020	$99.7M	$99.7M	22	17	1	2	$45.9M
2018	Mar 29, 2019	$121M	$121M	19	15	1	2	$63.6M
2017	Mar 30, 2018	$2.0B	$0	17	17	1	3	$68.2M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$329M	$313M	5.3%	$214M	15.4%	15	18	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PRAIRIE CAPITAL MANAGEMENT GROUP, LLC	3	Nov 12, 2024	Nov 15, 2024	DALLAS, TX	Firm absorbed	RIA to RIA	100.0%

Relationships

Affiliated with (4)

← SENTINEL PENSION ADVISORS, LLC.Registered adviserother investment adviser, common control
factForm ADV
→ COTTON CREEK CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← COTTON CREEK CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← HANOVER HILLCREST HOLDINGS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Advises (4)

→ BKB CAPITAL, LTD.Private fundPrivate Equity Fund, IA
Aug 1, 2017 to presentfactForm ADV
→ COTTON CREEK INVESTMENT COMPANY, LTD.Private fundPrivate Equity Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ RAZ PROPERTY INVESTMENTS, LTD.Private fundPrivate Equity Fund, IA
Aug 3, 2017 to presentfactForm ADV
→ COTTON CREEK WASTE PARTNERS, LTD.Private fundPrivate Equity Fund, IA, no longer reported
Mar 29, 2012 to Aug 24, 2018factForm ADV

Controls (11)

← WAHL, FREDERICK, W.OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 9, 2017 to presentfactForm ADV
← BRADEN, JAMES, EDWARDOwnerPRESIDENT, ownership code NA, individual
Jun 9, 2017 to presentfactForm ADV
← CD&R FERDINAND CO-INVESTOR, L.P.OwnerPARTNER, ownership code C, foreign entity
Sep 26, 2023 to presentfactForm ADV
← CD&R FERDINAND HOLDINGS, L.P.OwnerPARTNER, ownership code D, domestic entity
Sep 26, 2023 to presentfactForm ADV
← CLAYTON, DUBILIER & RICE FUND XII, L.P.OwnerPARTNER, ownership code D, foreign entity
Sep 26, 2023 to presentfactForm ADV
← FERDINAND FFP ACQUISITION, LLCOwnerSHAREHOLDER, CLASS A COMMON STOCK, ownership code E, domestic entity
Sep 26, 2023 to presentfactForm ADV
← FERDINAND FFP INTERMEDIATE HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Sep 26, 2023 to presentfactForm ADV
← FERDINAND FFP PARENT, INC.OwnerMEMBER, ownership code E, domestic entity
Sep 26, 2023 to presentfactForm ADV
← FERDINAND FFP ULTIMATE HOLDINGS, LPOwnerSHAREHOLDER, ownership code E, domestic entity
Sep 26, 2023 to presentfactForm ADV
← FOCUS FINANCIAL PARTNERS INC.OwnerMEMBER, ownership code E, domestic entity
Aug 24, 2018 to presentfactForm ADV
← FOCUS OPERATING, LLCOwnerMEMBER (MANAGER), ownership code E, domestic entity
Jun 9, 2017 to presentfactForm ADV

Moved with (1)

→ PRAIRIE CAPITAL MANAGEMENT GROUP, LLCRegistered adviser3 advisors, firm absorbed
Nov 12, 2024 to Nov 15, 2024factForm ADV

Registered with (3)

← JAMES EDWARD BRADENAdvisorregistration: previous registration
Aug 8, 2017 to Nov 14, 2024factForm ADV
← Rachel Anne KeiserAdvisorregistration: previous registration
Jan 20, 2022 to Nov 12, 2024factForm ADV
← Tyler Lauren DoddAdvisorregistration: previous registration
Aug 30, 2022 to Nov 12, 2024factForm ADV

Dated events

Occurred
Nov 14, 2024
Advisor changed firm
James Edward Braden left Brownlie & Braden Advisors, Llc for Prairie Capital Management Group, Llc (registered 2024-11-15)
Form ADVobserved 5 days ago
Occurred
Nov 12, 2024
Firm absorbed
Brownlie & Braden Advisors, LLC's advisors moved to Prairie Capital Management Group, LLC (Dallas, TX): 3 of 3 registered, within 2 days
Form ADVobserved 5 days ago
3 advisors
Occurred
Nov 12, 2024
Advisor changed firm
Rachel Anne Keiser left Brownlie & Braden Advisors, Llc for Prairie Capital Management Group, Llc (registered 2024-11-15)
Form ADVobserved 5 days ago
Occurred
Nov 12, 2024
Advisor changed firm
Tyler Lauren Dodd left Brownlie & Braden Advisors, Llc for Prairie Capital Management Group, Llc (registered 2024-11-15)
Form ADVobserved 5 days ago
Occurred
Nov 1, 2024
Control person left
Asher Smith Brownlie (Chief Executive Officer) no longer on Schedule A of Brownlie & Braden Advisors, Llc (listed 2024-03-28, absent 2024-11-01)
Form ADVobserved 5 days ago
Occurred
Nov 1, 2024
Control person left
Michael Blake Cameron (Chief Financial Officer) no longer on Schedule A of Brownlie & Braden Advisors, Llc (listed 2024-03-28, absent 2024-11-01)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2021
Regulatory AUM changed
Brownlie & Braden Advisors, Llc reported RAUM $214.4M, up 115% from $99.7M (2020-11-18 to 2021-03-31)
Form ADVobserved 5 days ago
$115M
Occurred
Jun 13, 2019
Control person joined
Michael Blake Cameron (Chief Financial Officer) appeared on Schedule A of Brownlie & Braden Advisors, Llc
Form ADVobserved 5 days ago
Occurred
Aug 24, 2018
Regulatory AUM changed
Brownlie & Braden Advisors, Llc reported RAUM $138.7M, down 93% from $2.0B (2018-03-30 to 2018-08-24)
Form ADVobserved 5 days ago
$-1.9B
Occurred
Jun 9, 2017
First Form ADV filing
Brownlie & Braden Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c30b632-b7f2-bb8d-2674-ded51bbb26d7
First observed: Jun 9, 2017
Last observed: Nov 1, 2024 22 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BROWNLIE & BRADEN ADVISORS, LLC

CRD 288879

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7c30b632-b7f2-bb8d-2674-ded51bbb26d7

Data as of Nov 1, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:49 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

COTTON CREEK INVESTMENT COMPANY, LTD.

Private Equity Fund

$41.2M

Nov 1, 2024

Mar 29, 2012

reported

n/a

BKB CAPITAL, LTD.

Private Equity Fund

$11.1M

Nov 1, 2024

Aug 1, 2017

reported

n/a

RAZ PROPERTY INVESTMENTS, LTD.

Private Equity Fund

$5.3M

Nov 1, 2024

Aug 3, 2017

reported

n/a

COTTON CREEK WASTE PARTNERS, LTD.

Private Equity Fund

$1.1M

Aug 24, 2018

Mar 29, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRADEN, JAMES, EDWARD

President

yes

06/2017

Jun 9, 2017

Nov 1, 2024

CD&R FERDINAND CO-INVESTOR, L.P.

Partner

yes

08/2023

Sep 26, 2023

Nov 1, 2024

CD&R FERDINAND HOLDINGS, L.P.

Partner

yes

08/2023

Sep 26, 2023

Nov 1, 2024

CLAYTON, DUBILIER & RICE FUND XII, L.P.

Partner

yes

08/2023

Sep 26, 2023

Nov 1, 2024

FERDINAND FFP ACQUISITION, LLC

SHAREHOLDER, CLASS A COMMON STOCK

yes

08/2023

Sep 26, 2023

Nov 1, 2024

FERDINAND FFP INTERMEDIATE HOLDINGS, LLC

Member

yes

08/2023

Sep 26, 2023

Nov 1, 2024

FERDINAND FFP PARENT, INC.

Member

yes

08/2023

Sep 26, 2023

Nov 1, 2024

FERDINAND FFP ULTIMATE HOLDINGS, LP

Shareholder

yes

08/2023

Sep 26, 2023

Nov 1, 2024

FERDINAND FFP ULTIMATE HOLDINGS, LP

SHAREHOLDER, CLASS B COMMON STOCK

yes

08/2023

Sep 26, 2023

Nov 1, 2024

FOCUS FINANCIAL PARTNERS INC.

Member

yes

07/2018

Aug 24, 2018

Nov 1, 2024

FOCUS FINANCIAL PARTNERS, LLC

Member

yes

01/2007

Jun 9, 2017

Nov 1, 2024

FOCUS OPERATING, LLC

MEMBER (MANAGER)

yes

12/2016

Jun 9, 2017

Nov 1, 2024

WAHL, FREDERICK, W.

CHIEF COMPLIANCE OFFICER

yes

06/2017

Jun 9, 2017

Nov 1, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

COTTON CREEK CAPITAL MANAGEMENT, LLC

n/a

Former SEC adviser

$1.2M

yes

n/a

BBA-CGFIV GP, LLC

n/a

yes

n/a

BBA-COINVEST GP, LLC

n/a

yes

n/a

BBA-DOFV GP, LLC

n/a

yes

n/a

BBA-FCCIII GP, LLC

n/a

yes

n/a

BBA-IVYII GP, LLC

n/a

yes

n/a

BBA-MPIV GP, LLC

n/a

yes

n/a

BBA-SLXII GP, LLC

n/a

yes

n/a

COTTON CREEK INVESTMENTS LLC

n/a

yes

n/a

GLENWICK MANAGEMENT COMPANY, LLC

n/a

yes

n/a

IVANHOE MANAGEMENT COMPANY, LLC

n/a

yes

n/a

RAZ PROPERTY INVESTMENTS GP, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

FORT WORTH

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 28, 2024

$329M

$240M

2022

Mar 31, 2023

$313M

$244M

2021

Mar 31, 2022

$268M

$193M

2020

Mar 31, 2021

$214M

$150M

2019

Mar 30, 2020

$99.7M

$45.9M

2018

Mar 29, 2019

$121M

$63.6M

2017

Mar 30, 2018

$2.0B

$68.2M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$329M

$313M

5.3%

$214M

15.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PRAIRIE CAPITAL MANAGEMENT GROUP, LLC

Nov 12, 2024

Nov 15, 2024

DALLAS, TX

Firm absorbed

RIA to RIA

100.0%